domingo 25 de octubre de 2009

Interdisciplinarity and the 'doing' of history: entrevista a Frank Ankersmit

Diálogo sostenido entre Ranjan Ghosh y Frank Ankersmit, publicado originalmente en Rethinking History (vol. 11, junio 2007, pp.225-249). Los tópicos fueron variados: relaciones de la historia con la literatura, historia y memoria, el recurrente tema de la experiencia, una interesante puntualización acerca de la conexión que tiene la religión y la ética con la historia, que resulta bastante novedosa.


Ranjan Ghosh: Historians have long debated the right of non-historians to write about historical methodology, theory and discourse. Elton spearheads the field and Marwick, Braudel, Richard Evans and others would scarcely believe that Non-Historians like me should write a book on historical theory, which I am currently doing. However, as a man of literature, refusing to remain largely quarantined by the disciplinary boxes, I choose to traverse areas related to historical theory, philosophy, cultural theory, postmodern aesthetics, discourse and other relevant concepts. Hayden White, speaking to me, mentions that 'history' refers 'both to investigation of the past by professional specialists in different areas of study and to consideration of the relations between present and past and the process by which the present becomes past or the past intrudes itself into the present. The former notion belongs to the specialist, the latter one belongs to everybody—because everyone has a right to work out what he or she will make of this relationship for oneself.' I think history as a subject of understanding needs transdisciplinary lubrications and a rightful interventionist space for non-historians too.

Frank Ankersmit: I think that the phenomenon of the professionalization of history since the middle of the nineteenth century is the best point of departure for answering your question. I suppose that nobody will doubt the blessings of professionalization. Thanks to it we know far more about the past than was the case when the writing of history was still primarily conceived of as being a department of the study of rhetoric as was the case before, roughly, 1800. At that stage all that was required of the historian was (1) that he should have enough common sense to understand what generally is at stake in human affairs and (2) that he should be able to express himself clearly and convincingly in writing. Now, common sense was never the problem; think of Descartes's well-known quip that common sense is the most equitably distributed good in the world since nobody complains about having too little of it. But this is different with speaking and writing clearly: that was something for which, admittedly, one person might have more talent than another, but that was, nevertheless, considered something that could be learned. So this is why before 1800 the writing of history was often considered to be a branch of rhetoric and why until the end of the eighteenth century history was most often taught by professors of rhetoric.

This changed with the professionalization or the disciplinization of history. The life world, the sociopolitical world was now carved up into a number of domains: that of economy, of sociology, of psychology, of the study of literature etc., each having their own methods and their own subject matter. History as we know it since the eighteenth century was one of the more conspicuous offshoots of this so momentous evolution.

Now, the effect of professionalization in history (and in these other disciplines) can best be compared to what happens when you look at the world through a microscope or through field glasses. And then the story is, essentially, one of gains and losses. What you gain is a more detailed knowledge. The world is to us initially how we perceive it with the unaided eye; the unaided eye gives us the interconnection of things that we need to be aware of in order to avoid bumping into things, to lose them, to destroy them by maladroit movements etc. And one might say that all the refinement of seeing provided by the microscope and the field glasses are expected to serve, in the end, our orientation in the life-world. In this way the microscope and the field glasses may help us to deal in a satisfactory way with aspects or parts of the world that remain hidden to the unaided eye.

But you also lose something with professionalization—and the optical metaphors I used just now are quite suggestive in this respect. What you lose is a directness in your dealings with the world: what you discover about the world by means of the microscope or the field glasses will always have to be 'translated' again somehow in terms of our experience of the world as we see it with the unaided eye. Put differently, what you inevitably lose with the microscope or the field glasses is context, or the interconnection of things. One thing you see now with an unparalleled precision, but you do not know how it hangs together with what surrounds it. Think of the field glasses: the precision and enlargement that you get for the detail that is seen through the field glasses is always accompanied by a loss elsewhere. For what surrounds the detail in question will become either blurred or even no longer visible at all. And we need to fall back on the unaided eye for interpreting and for correctly locating the details made visible by the field glasses. What the metaphor means for the professionalization of history is too obvious to need clarification. And the implication is that the professionalization will always have to be placed in a wider context, which is the analogue of how we 'normally' see the world with the unaided eye. So the historian may never cease to be an active and observant inhabitant of his own social, cultural and political world—for as soon as he forgets about this, he is like someone who knows the world only as the individual glimpses of the world that the field glasses may give us.

Now, there is an interesting asymmetry here between the microscope, on the one hand, and the field glasses on the other and that will bring me to your question about transdisciplinarity. What you see through the field glasses does not remove you from the life world: what you see through the field glasses in the distance could be part of your direct surroundings. But this is different with the microscope: the world of bacteria, of unicellulars will always be an alien world to us that can never be integrated within our own. Nevertheless, we can imagine a world including us and the bacteria, the unicellulars, and atoms, molecules, and galaxies as well. This is what the scientific world-view aims to achieve, and though this world-view will be different for each of us, we do all know about bacteria and galaxies and do on. So there will be a substantial amount of overlap between your scientific worldview, my scientific worldview and that of others.

But the crucial thing to be observed is that this scientific world-view always is a constructed world-view: we somehow have put it together on the basis of what we have learned at secondary schools, what we have read in the newspapers on scientific discoveries or in popularizations of science. This is different with what satisfies the field glasses metaphor. For what we see through the field glasses is just as much part of our life world as the objects close by—what we see through it simply is too far away to be clearly and properly recognized. That's all. So in this case all you need to do is to fit what you see through the field glasses within your already existing view of the life world—and construction has no role to play here.

I think that two different kinds of interdisciplinarity correspond to the metaphor of the microscope and the field glasses. On the one hand you have interdisciplinarity—the microscope variant, so to say—where the challenge is to find out how the integration of different disciplinary approaches might affect our world-view and require us to embrace a new world-view. On the other hand you have the field glasses variant of interdisciplinarity where the question is how to fit the results of interdisciplinary research into an already existing world-view and where this world-view, as such, is not at stake. It is only further refined by the results of interdisciplinary research, but not essentially altered by this itself.

I believe that in the writing of history you have almost always to do with the field glasses variety of interdisciplinary: it rarely happens that all of our conception of the social, cultural and political world we live in is changed by developments in some historical subdiscipline. I at least can think of no example. Of course, the discipline of history in its totality may effect such a change (as was the case in the transition from the enlightened to the historist conception of the world at the end of the eighteenth century)—but historical subdisciplines do not have this capacity.

And now, after a long detour, I come to my answer to your question. For if interdisciplinarity in history predominantly is of the field glasses variety, it follows that each interdisciplinary correction of existing history can only make sense and can only be a fruitful complement to what exists already, if its contribution can be justified in terms of our existing world-view (regardless of how that existing world-view came into being). It follows, furthermore, that unlike interdisciplinarity in the sciences (which will ordinarily be of the 'microscope' variant) interdisciplinarity in history will always have to take into account changes in our world-view—changes, that is, that do have their origin outside the writing of history. And this entails, again, that much is to be expected for history from literature, and from the study of literature. For obviously, the novel and poetry are about the life world—and probably even supremely successful in articulating the secrets of our life world—so, surely, literature can substantially enlarge the historian's view of the world and of what his tasks as a historian are. But it will all work here in the way as is suggested by the field glasses metaphor. This is where the contribution of literature will differ from that of the social sciences, which will be rather of the microscope variant. And, finally, all of my argument implies that the latter will always and necessarily be less decisive than the former one. For interdisciplinarity of the microscope variant will, in history, always have to be rounded off and completed by the question of how this fits into our existing world-view—hence, by what we have learned to associate with the field glasses variant of interdisciplinarity. And the conclusion should be that the historian has more to learn from literature and the study of literature than from the social sciences.

RG: The paternal figure of Ranke would try to have us believe that 'historical sources themselves were more beautiful, in any case more interesting, than romantic fiction. I turned away completely from fiction and resolved to avoid any invention and imagination in my work and to keep strictly to 'the facts.' But when you mention that the historian has more to learn from literature and the study of literature than from the social sciences could you elaborate how exactly do you figure this symbiosis?

FR: When saying a moment ago that literature has great relevance to history, one should distinguish between two things. In the first place—and this is what I had predominantly in mind when answering your previous question—literature may present us with an image of the life world of a certain time. It may show us the frame of mind of people in a certain epoch, so what their moods and feelings were, what their sensitivities must have been, what one feared and what one rejoiced in etc. So literature may be a valuable historical source. In the second place, a certain familiarity with the literature of his own time may function as a kind of temporal mirror for the historian in which he can recognize himself and his own time. And since the writing of history draws its deepest inspiration from the difference between the past and the present, one cannot write about the past without a certain awareness of the present. There never is a past as such, but only a past as different from the present. This was, of course, what Gadamer had in mind with his 'fusion of horizons' and his notorious attack on the prejudice against prejudice.

Next, in your question you carefully distinguish between literature and the study of literature. So let me now turn to the latter. Self-evidently, this is the question put on the agenda of historical theory by Hayden White with his famous Metahistory of 1973. For in this book White wanted to demonstrate what historical theorists can learn from literary theory.

So what should we say about White's innovation from the perspective of the present? To begin with, nobody can deny the significance of his contribution to historical theory. If historical theory still is a discipline attracting the interest of many scholars, this is thanks to Hayden White. If he had not rescued historical theory from the impasses in which it saw itself involved some thirty years ago, I very much doubt whether the discipline would have survived at all. Hayden White saved historical theory from complete irrelevance and whatever status it presently has in the intellectual world, is its possession thanks to White (and to Arthur Danto, as we should not forget).

What we owe to White is, in my opinion, that he has insisted that the historical theorist should focus on the whole rather than on the components of the historical text. Before White you had these debates on the covering law model and on intentional explanation (Collingwood and Dray) etc. I shall be the last one to deny the fruitfulness of these discussions. But, as we all know, the cognitive heart of the writing of history is to be found, in the end, in the historian's text as a whole and less so in its parts. And, indeed, the covering law modelists and their hermeneuticist opponents were interested in the individual statements and explanatory arguments one may find in historical texts, rather than in the text as a whole. So this shift of emphasis, and in what should primarily attract the historical theorist's attention, we owe to White. Though it should be added in all fairness that several others, such as Roland Barthes, William Walsh, Lionel Gossman, Louis Mink and Peter Munz, had come to similar conclusions before White.

More importantly, it was only White who succeeded in transforming this focus on the historical text as a whole from a mere theoretical insight into a 'research programme' for the investigation of the historical text. It is one thing to say that the text as a whole is the cognitive heart of historical writing, but quite another to operationalize this for the investigation of individual historical texts, and this is what White has given us with his tropological model. For in terms of his tropes, modes of argument, emplotment and of ideological implication, individual historical texts could be analysed; and only thanks to what Hans Kellner has called White's 'quadruple tetrad', it became possible to establish how historical meaning is generated in texts by Ranke, Tocqueville, Michelet, Braudel etc. So now a whole generation of historical theorists could make use of White's suggestions in order to map the history of historical writing. And it was, essentially, White's appeal to the instruments of literary theory which had made possible all this.

RG: It also problematizes the 'politics of memoirs'. Working lately on the question of 'representation' in memoirs and the corresponding 'incongruence' in the writing of contemporary social history, I have encountered the complex figurations of 'literarizing' history as it gets instrumentalized through the leverage of imagination, subjectivity, figural discursivity, the question of sublime in 'transcreating' and 'transposing' history—a constructivist historical representation. Thus, relating historical research and autobiographical discourses becomes an intricate operation which comes under the impress of diverse forces acting and interacting in subtle ways. How do you see the problematization of the vestibule between autobiography and autobiographical theories with proper history and antiquarianism?

FA: When thinking about historical theory and its tasks, there is one quote that always resonates in my mind. This is Burckhardt's statement in his Weltgeschichtliche Betrachtungen: 'was einst Jubel und Jammer war, muss nun Erkenntnis werden' ('what was once joy and pain, must now become historical knowledge'). And indeed, this is the great secret of all historical writing: on the one hand you have life as it was lived in the past, with its joys, its miseries and its horrors, and on the other you have historical discourse in which the historian tries to do justice in one way or another to these 'lived realities'. And then the big problem is, how do you make this transition?

This is where biography and, even more so, autobiography is the first thing to come to mind. For 'Jubel und Jammer' undoubtedly refers us to the level of how human individuals have experienced their lives, and the historical world they were living in. And it is no less indisputably true that the (auto-)biography must be expected to remain closest to what this life experience must have been like.

This certainly sounds most plausible. On the other hand, one might argue that even in (auto-)biography we have already passed through this mysterious domain between 'Jubel und Jammer' and 'Erkenntnis'. This brings me to the absolutely crucial issue that Louis O. Mink famously put on the agenda—and I'm thinking here of his one-liner 'that stories are not lived but told'. And I think that in historical theory everything depends on whether you can, or cannot agree with Mink here. Mink argued that most of us are still, wittingly or unwittingly, believers of the idea that there should be a 'universal history', that is to say, that there should be in the past itself some kind of 'untold story' and that all the stories that historians tell about the past try to approximate as well as possible. Put differently, we believe that historical reality is a narrative itself and that this narrative of the past itself can function as a kind of ontological or epistemological anchor for all that historians might decide to say about the past.

Mink's slogan (also defended by White and Danto—you may also add me to the list) was attacked by David Carr. Carr argued, not implausibly, that narrative is not something that we project on life (and on history) but that it is really part of them. We experience the life world narratively, we organize our lives and our plans for the future and our memories of our past narratively. This essentially phenomenological argument (and, indeed, Carr often refers to Husserl) can also be found in Ricoeur's magisterial trilogy Time and Narrative.

Now, it certainly is true that we often are the historians of our own lives (when thinking about our present past and future for whatever reason)—so much is undoubtedly the correct intuition behind Carr's argument—but that does not mean that the intuition itself is correct. For Mink was right, in my view, when saying that there is no 'universal history' either of our collective or of our individual past. There is no unshakable narrative foundation underneath how we experience life—as is already obvious from the fact that any narrative organization of our collective or individual life may be questioned and be replaced by another. Put differently, and in agreement with Mink's and White's view, narrative is a cognitive instrument we use for organizing the chaos of how life presents itself to us in experience. Admittedly, it is an absolutely indispensable instrument. Nobody could live without making use of this instrument. But it is an instrument that we bring to life and it is not part of life itself—just as time and space are for Kant aesthetic forms ('Anschauungsformen') we project on the world while not being part of the world itself.

To return, then, to your question, the essential step has already been made when we move from life as it is, or has been lived to (auto-)biography. For narrativization has then already taken place. To put it in Burckhardt's terms, we have then moved already from 'Jubel und Jammer' to 'Erkenntnis', however deficient and provisional this 'Erkenntnis' may be at this early stage. So the truly interesting question is how we move from what is not yet narrative to narrative. And, as you may surmise, this is large part of what makes me so much interested in the notion of historical experience. For experience precedes narrative and one might even argue that the two radically exclude each other: where you have narrative, (pre-cognitive) experience is not, and (pre-cognitive) experience is essentially a-narrative. As we know from trauma: the traumatic experience ceases to be a traumatic experience as soon as we succeed in subsuming it somehow into the narrative of our lives.

And, once again, this is true both for the level of individual and of collective life.

RG: Frank, I know very well about your governing interest in historical experience as you wrote to me saying that it took you more than ten years to write Sublime Historical Experience. When I mentioned it to Hayden White he expressed his great admiration for your work but he wasn't too enthusiastic about seeing experience as solving problems of 'representation'. The generative dialogics between experience 'about an event' and experience 'of an event' is the conflation between 'memory' and 'history'. For me, both full-blooded experience and 'inheritance' of an experience stand to be 'artified' and, eventually, aesthetic representation comes to be problematized. I would be interested to know how you perspectivize this problematization. What intrigues me is the fact about how we can 'represent' what we inherit from memory directly (as sufferer and perpetrator) and how we engage with representation when we do not have direct experience of the event. Don't you think language plays a vital role in the latter? Experiencing an 'experience' and artifying an experience cannot be identical things, as also 'experienced truth' and 'discursive truth' that springs from our understanding of the 'sublime' in representation. How can we discount language then?

FA: If I am not mistaken you are well acquainted with the work by Richard Shusterman, whom I also hold in high regard. When discussing the relationship between experience and language Shusterman scathingly criticizes all those philosophers (of language) for whom there could be no experience without language and for whom, in the words of Richard Rorty, 'language goes all the way down'.

Challenging this near to unanimous consensus amongst contemporary philosophers of language, Shusterman advances the claim that we must recognize the possibility of experience without language:

… we philosophers fail to see this because, disembodied talking-heads that we are, the only form of experience we recognize and legitimate is linguistic: thinking, talking, writing. But neither we nor the language which admittedly helps shape us could survive without the unarticulated background of pre-reflective, non-linguistic experience and understanding.
(Shusterman, Pragmatist Aesthetics, Blackwell, 1992, p. 128)

And, obviously, he is right about this. We need to think in this context only of animals, or of children not yet having acquired the faculty of speech. Who would dare to deny that animals and these 'infants', in the most literal sense of that word, have the capacity to 'experience' the world in the true sense of that word? Is an experience that can, or has not been rendered in language—either because the subject of experience lacks the capacity to speak, or because it cannot find the right words for expressing his or her experience—simply because of this no experience? Or perhaps even something that could not possibly exist at all, and whose very notion is a contradiction in terms?

To put it provocatively, I would turn this around. I mean, for me an 'experience' is precisely the kind of experience having an essentially problematic relationship to language, whereas the kind of experience that lends itself easily to translation into words is, for me, only a bastard variant of experience. Or, at least, a variant of experience that will not give us access to the full philosophical richness of the notion of experience. Think, in this context, of the scientific experiment—that gives us, as I shall be the first to admit, an experience of the world. As Bacon so perceptively argued, the scientific experiment is, in fact, a question that we ask of nature. We have a certain theory about some aspect of nature; we then devise an experiment to test this theory and, by doing so, we necessitate nature to answer us in the 'language of the theory in question'. So, indeed, if you have science in mind, you might well say that there 'that language goes all the way down' and that there is no experience without a language in which the experience can be expressed. But I would agree here with Walter Benjamin when he wrote in his essay on 'The future program of philosophy' that the experimentalist conception of experience is a mere caricature of what experience can be.

To give substance to this claim has been a large part of my effort when writing the book on historical experience. I have been well aware, all the time that I was writing the book, that I was attacking a most powerful enemy when trying to rescue experience from its reduction to what we may associate with the scientific experiment. For almost all of Western philosophy—and especially all of the epistemological tradition from Descartes, Locke, Hume and Kant down to contemporary philosophy of science and of language—is wholly on the side of the experimentalist conception of experience. However, when realizing this myself, I was struck by the fact that there is one weak spot in the everywhere else so strong and impenetrable harness of the epistemological tradition. This weak spot is the notion of the sublime.

Recall here that the seventeenth and eighteenth centuries are the Golden Age of both epistemology and of speculations on the sublime. Recall, next, how strange and paradoxical this, in fact, is. For in so far as the sublime is suggestive of an experience of the world that is somehow at odds with how experience and knowledge come about according to the epistemological explanation of experience and knowledge, one would infer that such a thing as sublime experience is simply impossible and unthinkable. Is it not ruled out, eo ipso, by the very framework of epistemology itself? Think, for example, how Burke's notion of the sublime as a going together of the pleasant and the terrible is strictly forbidden by the empiricist psychology of Locke that had been Burke's philosophical point of departure. Think, moreover, of how in Kant's notion of the mathematical sublime the imagination appeals to the faculty of Reason, whereas the Kant of the first Critique ties the imagination to the categories of the understanding.

So then you begin to ask yourself, why is this so? Why do these epistemologists, why did a Kant (who has certainly been the epistemologist par excellence in all of the history of Western thought), suddenly feel tempted to propose a notion of (sublime) experience that seems to run counter to all that they have been arguing for as epistemologists? The answer is, I think, to be found in a reflection on the perspective, or point of view, from which epistemological systems are constructed and developed. If the philosopher is telling us how experience and knowledge (can) come into being, he does so from a perspective from which experience and knowledge can be objectified. That is to say, he assumes a perspective that is outside experience and knowledge itself. And only after having assumed that (sublime) point of view can he explain to us how all 'the ropes and pulleys of the faculties of the mind' (to use Gilbert Ryle's amusing characteristic of the Kantian system) succeed in nicely cooperating together in order to achieve experience and knowledge.

But—and this is the crucial insight—to the extent that all this is the case, we have created for ourselves with this perspective also a platform for conceiving of an illegitimate behaviour of these faculties of the mind. Put differently, an epistemological system can only be formulated on a level that is outside the domain where epistemology is operative and where irregular epistemological behaviour can be expressed and be meaningfully discussed. In this way epistemology has an inbuilt tendency to deconstruct itself; in this way, all epistemology has a natural penchant for the sublime and, in this way, we can understand why the triumphs of epistemology are also the triumphs of its own denial, namely of the sublime. Indeed, the standpoint itself of the epistemologist is sublime.

Now, once we have attained this insight, it is all very simple, and merely a matter of having 'le courage de ses opinions' and of resisting to surrender again to our epistemological reflexes. I mean, once you have assumed the position from which the epistemologist ordinarily argues—and thus the position of the possibility of sublime experience—as we have seen just now, then you should not return to the nuts and bolts of the epistemological machinery. So this is why I say that one should radically cut through the ties between sublime experience and truth. Truth is an epistemological notion—and as soon as you use it you will inevitably be reduced again to the experimentalist conception of experience and have abandoned the standpoint of the sublime. This may serve as an answer to the last part of your question.

The next problem is, of course, what all this should mean for (sublime) historical experience. In order to deal with this question I shall first make a somewhat general remark; and then I shall turn to sublime historical experience itself. My general remark can be formulated in an admittedly regrettably intuitive way as follows. Sublime experience is squeezed out of existence in epistemology by leaving no room whatsoever between the knowing subject and the known object. Epistemology is all the more successful to the extent that the frontiers between the subject and the object become infinitesimally thin so that all that happens in the process of having experience of the world and of acquiring knowledge can be explained in terms of the subject and the object. Think, again, of the scientific experiment: on the one hand you have the subject with his theories, his language, his categories of the understanding etc., and on the other hand there is nature. There is nothing, a mere empty vacuum, between the two of them, and as soon as there would yet be something between them, the epistemologist will immediately rush up and divide this 'something' again into a part that will be handed over to the subject and another part that will be given to the object. And, indeed, if this film between subject and object has become so thin as to be no longer perceptible with even the strongest microscope, then we may well say (with Rorty) that 'language does go all the way down' and that experience can never escape the scope and imperialism of language.

The lesson we may learn from this is that sublime (historical) experience is to be situated in this domain between subject and object; and that we can only do this on the condition that we grant to (sublime) experience a certain independence, autonomy, or even priority to both the subject and the object.

This, then, is essentially what I have been trying to do in my book on historical experience; or, to put it provocatively, for me sublime historical experience is an experience without a subject and without an object of experience. There then is just the experience; sublime experience is not an experience of something by somebody. Experience then has acquired a logical status of its own, next to and apart from that of the subject and the object (and, in order to avoid a new item on the already long list of how I have been misunderstood by my colleagues, I hasten to add that I am not in the least wishing to deny the existence of subject and object under more ordinary circumstances—I am talking here exclusively about the sublime, and not everything is sublime, of course). This brings me to your question and where you speak of an 'experience about an event and experience of an event'. For the funny thing is that you could not say something like this in the case of sublime historical experience: in the case of sublime experience there is just the experience and not an object or a subject of experience (just as in the case of a terrible pain there is only the pain—you then are the pain, so to say, and there is nothing but the pain).

And this clarification in terms of pain is far from being beside the point: for when I speak about sublime historical experience in the book, this is mostly in the context of the pain of having lost a former self. The past only comes into being as a trace of this pain. But it all begins with this pain. Next, there may be the trace. This is why I would distinguish between sublime historical experience in the proper sense of the word and the kind of nostalgic experience of the past that I had discussed in the last chapter of my History and Tropology. As I explained there, the nostalgic experience of the past is an experience of difference (between the present and the past, to put it somewhat bluntly). But as such, this nostalgic experience of the past presupposes the existence of this difference. And this is different with sublime historical experience: here this difference comes into being, so to say, the past and the present grow apart. And the mechanisms of this growing apart have, in my view, best been captured by Walter Benjamin with his notion of the aura.

RG: Now, I want our conversation to step into the moot terrain of 'ethics' and our 'doing of history'. For me history, ethics, religion and politics have a pregnant relationship where we come to confront several intricate issues like communalism, impositionalist ideology and sociocultural prejudice. The greatest upheaval in communal politics (after partition) in the Indian subcontinent is the demolition of the Babri Masjid on 6 December 1992, and the entire bloody conflagration in the wake of it left behind an indelible scar. (The Hindu - Muslim skirmishes have often exploded into mass carnage and has left behind tumultuous and tormenting memories no less deep seated and scary than the holocaust.) Scores of writings on it followed but the lid on the controversy has still not been put; rather, it got aggravated by the recent report of the Archaeological Survey of India (2003) which declared the Masjid site as originally belonging to a Hindu temple. This, however, does not validate the destruction. The destructive vandalism of the mosque should be made the target of vociferous condemnation for such dastardly acts can propel other efforts of demolition violating the ethics of archaeology. Would it mean that any vestige of Buddhist and Jain establishments beneath a temple structure would legitimize its destruction? Quite truly, such acts would negate one of the constitutive principles of archaeology and historical retribution and repossession can become the most dangerous of arguments for the country's vast architectural inheritance.

But such monstrous appropriation apart, interrogations as to the 'status' of a site can make a 'thoughtful' difference to our ever growing transdisciplinary matrix of historical studies. Even if remnants of a temple remain beneath the mosque or traces of a mosque are found underneath a temple it does not cast a 'real-life' difference to our existential configurations, but it does create a difference to our understanding of history and the fibre of historical discourse, initiating invigorating explosions within the hypostasized and crystallized historiography. Why can't we have a history that questions the existence of a Hindu temple or a Masjid, looks into the intermeshing patterns of religio-cultural-political emblazonment that makes the texture of historiography more problematic and thereby more interesting? Why can't such 'ethicalization of history' outdo all efforts to over-politicize such issues that fan the fires of religious scrimmages? Recharging the nature of history with such communicative praxial intersubjective validity would beget the ground for a politics of tolerance that is respectful of others' sentiments and volition and lend the right foundation to a collaborative ethics that suspends all baleful judgments to raze a masjid or mandir down to simply voice a disagreement with a certain historical truth. The discipline of history and its teaching and dissemination need to imbibe such an ethics of tolerant disagreement where truth cannot be apodictic and trenchantly foundational, discounting 'all' efforts to run little narratives that cut through the rugged singular face of what we call universal history. Don't we then need to reorient our 'historical attitude' so that history comes to be learnt and taught as a space that is not for the virulently prejudiced or politically manipulative or communally blindfolded?

FA: It surely is a fascinating story that you told about a Hindu temple being underneath the Muslim mosque and I can quite well imagine the conflicts that were provoked by the destruction of the mosque in a country where Muslim and Hindus are still not living easily together. All the more so, since we are now getting this kind of problem here in Europe as well.

I am not a religious person myself, and very much aware of the immeasurable disasters created by religion in our past. So I believed the disappearance of religion and the triumph of the Enlightenment (over religion, at least) a very good thing indeed—in so far as I paid any attention to it, which hardly was the case, as I must admit. But now, to my deep regret, religion is all over the place again and resuming its dismal career; think only of what these 'reborn Christians' have done to the USA. It gave us Bush, a War on Terrorism, a clash of religions; in sum, it looks as if we are returning the Middle Ages again (which is a fairly terrible prospect, taking into account the very un-medieval and modern machines of mass destruction that we presently possess). I think we simply cannot afford in our time the luxury of irrationalist, fundamentalist religious creeds. And one can only hope that mankind will return again to the Enlightenment tradition, before it's too late and we commit a religious collective suicide. From that perspective, religion may well prove to be worse than even Marxism.

Anyway this brings me to your questions: 'why can't we have a history that questions the existence of a Hindu temple or of a Masjid [mosque] etc.?' I think that it will not be difficult to give a fairly easy and straightforward answer to this question and those following it: it's religious fanaticism that creates these problems and that stands in the way of careful and impartial historical research and writing.

Perhaps I should still add the following. Some thirty-five years ago J. H. Plumb published a nice little book entitled The Death of the Past[Plumb 1969. There is one aspect of his argument that deserves mention in this context. He said that one of the peculiar features of the Wars of Religion in the sixteenth and seventeenth centuries has been that both Catholic and Protestant theologians realized themselves that merely repeating their own orthodox religious certainties would not do, if they sincerely wanted to convince their religious opponents. More specifically, if you wanted to convince your opponents, you had to adduce arguments that even your opponents could not reject right away and that would, therefore, possess a certain kind of 'universal' validity. You would then need arguments that transcend the religious opposition and that are, in a way, neutral. Put differently, you would have to appeal to a domain of Truth, lying outside and beyond the two warring religions themselves, in order to 'prove' that your religion is the right one. In my book on Aesthetic Politics I have said a few things about Pascal's amazing insights in the peculiar logic of this type of discussions [Ankersmit 1997, pp. 253 - 254]. And one can agree with Plumb that, because of all this, intellectual warfare in the wars of religion had the unintended consequence of making Truth victorious over religious belief.

I do hope that this scenario may repeat itself in your country—and in my own as well, now that we have to fight again these religious wars of four centuries ago!

RG: So when you mention about Truth getting victorious over religious belief the historians' ethics becomes a matter of serious concern. Romila Thapar, in her exhilaratingly scholarly research on the politics of presentation and representation of the temple at Somanath, points out how multiple voices of history can challenge an event that has got ingrained in the historical consciousness of the subcontinent with an accent on religious discrimination and injustice. In 1026, Mahmud of Ghazni raided the Hindu temple of Somanatha in the state of Gujarat in western India and is 'narrated' as having ransacked it much to the 'roughed up' sentiments of a community. The history of this raid and subsequent events at the site have been reconstructed in the last couple of centuries primarily on the basis of the Turko-Persian sources. But sources like 'local Sanskrit inscription, biographies of kings and merchants written from a Jaina perspectives, epics of Rajput - Turkish relations composed at various Rajput courts, popular narratives of the activities of pirs and gurus' force us to rethink what we thought was hitherto an established truth. To get at different ways of thinking, different mentalities, requires a careful use of source material. It may demand reading the material in a way in which its creators never intended, for meanings they never considered. The question is 'who is remembering or recording what, and why'. What politics of texts are we made to encounter? Forsaking periodization that freezes the understanding of a time-bound history historians' ethics demands that the 'emphases is on multiple sources and their juxtaposition, oral traditions, methods of analyses highlighting cultural and economic history and the social role of religion'. So if narrativization of history is contradictory, should we encourage the 'contradiction' with the message that our reading of history has moved away from simplistic monocausal explanations and that the search for truth is prismatic without being reckless? Is then 'impartial' historical research possible when the sources one needs to work on are intelligently prejudiced? How often are we successful to see through the guise of objectivity? Rather than asking truth to have an unchallenged establishment can we not ask one to accept that challenging truth is the current ethos of history, and religious ideologies need to perspectivize history in such a light providing, thereby, more congeniality for a non-ideological and non-communal quest of historical knowledge?

FA: Once again you raise a number of fascinating and important issues. I think that your question covers most of the problems involved by the issue of historical truth, of narrative and of objectivity. Needless to say, I shall not be able to deal with all of them peremptorily.

But let me start with saying a few things about truth and narrative. When formulating your question you link the notions of truth and of narrative; for example, when you write that 'sources like local Sanskrit inscription, biographies, epics of Rajput - Turkish relations composed at various Rajput courts … force us to rethink what we thought was hitherto an established truth'. And, self-evidently, on the face of it nothing is wrong with this. Who would object to our qualification of a story, or narrative, as being either 'true' or 'false'?

Nevertheless, I venture to disagree with this seemingly so wholly unproblematic use of language: if the notions of truth and/or falsity and of narrative are used in a philosophically responsible way, it can be shown that there are no such things as narratives that are either true or false. In order to defend this untoward claim a momentary 'reculer pour mieux sauter' will be required. And I hope that you will forgive me the following excursion in what I can only see as one of the strangest shortcomings of twentieth-century philosophy of language.

Twentieth-century philosophy has predominantly been a philosophy of language, and of how language relates to the world. It carried on the Kantian epistemological tradition by asking itself the question how language hooks onto the world and what criteria the use of language has to satisfy if language is to be true of what it is about. This has inspired the writings by Russell, Wittgenstein, Tarski, Goodman, Popper, Strawson, Quine, Davidson, Rorty and so many others. It gave us logical positivism, ordinary language philosophy, pragmatism and all of the philosophy of science. So no one could possibly doubt how immensely powerful and successful twentieth-century philosophy of language has been. Surely twentieth-century philosophy of language has been a golden age in the history of philosophy.

But there is something strange about philosophy of language; and one can only be amazed by the fact that this has so rarely, if at all been noticed. For though we can only be deeply impressed by the acumen and precision with which it investigated the problems it addressed, we should be no less perplexed by its agenda. Surely, it cannot fail to strike us that philosophy of language has always had a most limited conception of what uses of language demand the philosopher's attention. To put it into one formula: twentieth-century philosophy of language has been a philosophy of the statement, or the proposition, whether we think of how language is used in daily life or in science. That is to say, it has never addressed the problem of the text or of narrative, of how these relate to the world and what criteria have to be satisfied if these are to be true of what they are about. This is all the more remarkable since most of our use of language has the character of being a text or narrative. We need only think here of the stories that we tell each other (or to ourselves, for that matter) in daily life, of what we will find in books, in the newspapers, in judicial reports etc.

Why is this so? One may surmise that the explanation is to be found in a methodological prejudice of twentieth-century philosophy of language. The prejudice in question is that the difficult problem of how language hooks onto the world can only be solved if we begin with the simplest examples of language use. And, indeed, this will certainly reduce us to statements of the 'the cat lies on the mat' type. Looking for something even more elementary than this kind of statement will yield phrases like 'the cat' or 'lies on the mat'. But of these phrases we can no longer say that they are meaningful in themselves, though they are part of meaningful utterances. So the singular true statement came to be regarded as the most simple building block of the temple or our knowledge of the world. And it was believed, albeit tacitly or implicitly, that as soon as the logical problems occasioned by the singular true statement had satisfactorily been solved, narrative would no longer pose any interesting or difficult problems. For what is narrative other than a series of singular statements about certain states of affairs? Think of the writing of history, that prototypical variant of narrative. What is the historian's narrative other than a long and complex sequence of statements about events that have taken place in the past?

But this assumption is wrong: the issue of narrative and of how it relates to the world cannot be reduced to that of the singular true statement. This can be shown by taking into account the two following considerations. In the first place, historical narratives are representations of the past. Think of the etymology of the word 'representation': a representation makes present again, 're-presents', a represented that is absent. This is what historical narrative does: it is a substitute, a replacement of the absent past. And the whole of the historian's effort is to see to it that it does this job of being a substitute of the absent past as well as possible. So if we wish to understand (historical) narrative and how it relates to (past) reality, we shall have to ask ourselves how a representation is related to what it represents. (Historical) narrative can only be understood within a logic of representation.

In the second place, this logic of representation can never be understood in terms of a logic of the singular true statement. For, there is a decisive difference between the two of them. Think of a singular true statement, i.e. of descriptions such as 'this cat is black'. We can then always discern in such statements or descriptions two components: a component that refers ('this cat') and one that attributes a property to what is referred to ('… is black'), and it may well be said that reference and predication are like two screws firmly tying the true description to the world. But these 'screws' are absent in the case of representation. Think, for example, of a photo or painting. One cannot indicate on the photo or the painting components that exclusively refer and others that exclusively attribute certain properties to what is referred to. It is exactly the same with historical narrative. For example, it would be impossible to indicate what elements in a narrative on the French Revolution exclusively refer to that historical phenomenon and what other elements exclusively attribute certain properties to it.

I now get to the part of your question addressing the issue of historical objectivity and of the relationship between historical writing and ethics or politics. For me the essence of this issue is as follows. Ordinarily one constructs a hierarchy between the notions of truth and that of the adequacy of historical narrative or representation—a hierarchy in which truth is the arbiter of the adequacy of historical narrative. Furthermore, the idea always is that the presence of ethics or politics in historical narrative excludes truth. So truth is presented here as a peculiarly self-centred arbiter: whereas we ordinarily expect from a fair and impartial arbiter to see the relative strengths and weaknesses of both parties he has to decide upon, in this case the arbiter is interested in no such thing and only sees himself. This already suggests that truth is not the philosophical forum to turn to if we have to decide upon the merits of historical narratives. Truth is too categorical a criterion: it is not the case that we have, on the one hand, true narratives and, on the other, value-laden narratives and that we should try to find out to which of these two sets a given historical narrative belongs. The picture is not as simple and clear-cut as that. All historical narratives are value-laden, though some are less so than others and though we like some of these values whereas we dislike others. And on top of all this there is the fact there is no clear demarcation line between truth and value. As we all know from the history of historical writing and from the facts about historical discussion, the truths of one historian often are mere values in the eyes of another historian, and vice versa. Think of what we consider to be 'normal': here generalization of how we think people behave imperceptibly shades off into how we think that they ought to behave—and there is no foolproof way to tell the two apart.

But against the background of what I said before, I think there is no reason for despair because of inadequacies of the notion of truth here. I argued that we should avoid applying the notion of truth to historical narrative. It makes sense to say of a historical narrative's individual statements that these are either true or false. But one is guilty of making a category mistake (or of speaking unclearly or elliptically) when saying of a historical narrative that it is either true or false.

Nevertheless, as I have also pointed out, that does not imply that we should be helpless when having to decide about the merits of a historical narrative, its adequacy, or whatever way one would wish to call it. But—and this is my main point—the criteria we then rely upon are aesthetical rather than those that we have learned to associate with (cognitive) truth. I mean aesthetical, in the sense that the metaphorical coherence achieved by the narrative in question will be decisive. Historical narrative convinces much in the same way that we may be struck by the aesthetic beauty of a painting and its capacity to suggest a new way of seeing the world.

One last word, then, about the relationship between truth, narrative and ethics. If, in the end, aesthetic criteria are decisive for assessing the relative merits of individual historical narratives, it follows that these aesthetic criteria may also enable us to decide about moral or political disputes. Aesthetics precedes ethics, to put it all into one formula. For if most, if not all historical narratives are value-laden, and if aesthetic criteria are decisive for narrative or historical adequacy, it follows that we can test moral and political values by establishing whether they inspire good or bad historical narratives. If historical narratives inspired by the set S1 of moral and political values can systematically be refuted by historical narratives inspired by those inspired by the set S2, it will be hard to avoid the conclusion that the set S2 is to be preferred to the set S1. In this way aesthetics may help us to discover what ethical and political values we should adopt. The writing of history is, from this perspective, a kind of experimental garden for moral and political values. And this is no small thing: for now we need no longer first put into practice moral and political values or run the risk of getting lost in empty philosophical speculation about them. Our compass here is historical writing: write histories inspired by these values, next see which of them are best—and then you will know what moral and political values you should adopt.

RG: It is very well put. I have always believed that the culture of 'writing history' within the fluid and volatile force field of the Indian subcontinent where I work, and which is quite different from the 'historical space' within which you work in the Netherlands, needs to grow an attitude around these nodes of realization. The historian's duties primarily stem from his or her understanding of the valuational investment in historiography. For me, then, there lies the potential problem of growing a 'historical attitude' in the Indian subcontinent amidst the duress of religion and intransigent myths, shifting ideologies, the convoluted matrix of politics and diplomacy, the institutional dictation, peer pressure, ethics of archaeology, politicization of evidence and history textbooks, manipulation of discourse and other related interdependencies and intricacies. The historian's job, to put it straight, is very tricky as she/he needs ideally to steer clear of all such distractions and convolutions. To what extent is that possible? Can our 'historical attitude' really be unalloyedly objective, non-ideological and non-impositional to the core? Are historians totally vaccinated against such encroachments? Despite our best efforts, I think, our 'historical attitude' and hence the future of historiography cannot but be tainted, albeit faintly, by the inevitability of such 'contamination'.

FA: You say that the historian ought to steer clear of all the distractions and convolutions that determine the social, political and religious context in which the historian is working. This concerns, of course, the old question of whether the historian can and should be 'unalloyedly objective', as you put it yourself, or not, of course. The issue has been discussed since Lucianus in the second century AD down to the present day and the discussion has always been most predictable. For the simple fact is that the notions of subjectivity and objectivity themselves already indicated what is at stake in this discussion, while suggesting, furthermore, more or less spontaneously what kind of arguments one had best appeal to. Take the term 'subjectivity': clearly the term suggests that the subject, that is the historian, will always be present somehow in what he writes about the past and that, hence, his writings will always be, to a greater or lesser degree, 'subjective'. Reversely, the term 'objectivity' no less clearly suggests that the historian ought to let the objective facts speak for themselves—as Lucianus and Ranke, in almost identical wordings, had argued: it is the historian's task to show the past as it has actually been ('er muss bloss zeigen, wie es eigentlich gewesen'). Right from the beginning of the discussion—two thousand years ago—these were the two positions taken in the debate; and since then, the debate has been little more than an endless, and somewhat fatiguing see-saw between the two of them and in which only rarely really new arguments were introduced.

Nevertheless, such a new element can be added to the old debate if we ask ourselves whether it is correct that the notions of the object (and objectivity) and of the subject (and of subjectivity) are, or should be, the only two protagonists in this discussion. At this stage I would like to introduce again the notion of experience. Obviously, we should locate this notion somewhere between the subject and the object: Thanks to experience the subject (the historian) can get access to the object (part of the past).

I would now like to remind you of what I said in an earlier phase of our discussion about experience and about how experience always runs the risk of being mangled between the subject (which is what happens in empiricism). This philosophical strategy of allowing experience to be the witless plaything of the subject and the object may be OK for the sciences, I don't know. But it is certainly wrong for history and the humanities. For in the humanities you have no clear distinction between subject and object (as always is the case in the sciences)—and then experience has the occasion to emancipate itself from both. Just as a nation situated at a place where the influences of two other powerful nations cancel each other out has the occasion to become an autonomous factor in world politics. And so it is here. Think, for example, of the impossibility of indicating in history and the humanities where the subject ends and the object begins (a question that never confronts us with insoluble problems in the sciences). Where do you, as a subject, end and where does your history begin? One might even argue with Locke and Freud that we are our histories. And much the same is true on a collective scale: we could say that 'History' exists only in so far as it lives on in our minds, or in our collective mind. So here the demarcation between subject and object behave most irregularly, and this will also enable experience to reassert its rights.

Now, think of the following passage from Wittgenstein's Philosophical Investigations:

When I say 'I am in pain', I do not point to a person who is in pain, since in a certain sense I have no idea who is. And this can be given a justification. For the main point is: I did not say that such-and-such a person was in pain, but 'I am …'. Now in saying this I don't name any person. Just as I don't name anyone when I groan with pain. Though someone else sees who is in pain from the groaning. What does it mean to know who is in pain[emphasis added]? It means, for example, to know which man in this room is in pain: for instance, that it is the one who is sitting over there, or the one who is standing in that corner, the tall one over there with the fair hair, and so on.—What am I getting at? At the fact that there is a great variety of criteria for personal 'identity'. Now which of them determines my saying that 'I' am in pain? None.
(Wittgenstein, Philosophical Investigation, 1974, p. 404)

Wittgenstein make here the point that saying 'I am in pain' should be distinguished from statements like 'it is raining now' or 'I am the boss here' since the former is, unlike the other two, not an expression of certainty, of having and/or expressing knowledge. Hence Wittgenstein's at first sight amazing claim that, in a certain sense, you have no idea of who is in pain if you say 'I am in pain'. The difference is that we only use the phrase 'I know that p' in contexts in which I could, in principle, be mistaken about the truth of p. And obviously this is not the case with being in pain.

Hence, from a logical point of view, the statement 'I am in pain' could be exchanged by a simple groaning from pain and where the latter certainly does not have the pretension to express a certainty or true belief. So in the case of the experience of pain the statement expressing the experience—though it seems to give a correct description of a certain state of affairs—has, in fact, the same status as an inarticulate groan. All that we normally associate with true statements and what true statements may express about what they are true of is then most misleadingly relied upon if we try to read in statements such as '(I know that) I am in pain'more than the inarticulate groan. But the groan does not express a truth; and because of the equivalence of groan and the statement '(I know that) I am in pain', the same is true of the statement, in spite of what it seems to say. So the groan should not be modelled on the logic of statement—it is the reverse, the statement should be modelled on that of the groan.

We can take this a little further. In the case of statements like 'it's raining now' or 'I am the boss here' we have no difficulty in finding out who is the subject making the statement and the state of affairs that the statement is about—its 'object', so to say. But this is different with the groan and, hence, also with its logical equivalent, the statement 'I am in pain'. The groan is not a statement about the pain (its alleged object) and has no subject either (as Wittgenstein argued: 'when saying I am in pain, I do not point to a person who is in pain, since in a certain sense I have no idea who is'). Subject and object have been relegated to the background, so to speak, and there is only the experience of pain and the groan in terms of which the experience speaks to us. Indeed, the experience is given language here. One may find much the same thing in Bataille and Blanchot—and the idea then always is (again) that in the case of a terrible pain, there is only the pain and no longer a subject (the person having the pain) and an object (the pain itself). Subject and object then coincide with experience or have been subsumed in it—and experience now reigns supreme over the two of them.

Now, if we bear this in mind, we will recognize that the issue of objectivity and subjectivity will present itself in a completely new and different way if we leave room for the notion of experience—and when speaking of experience here, the experience of pain should be our model (and not, for example, the experience of a book presently lying on my desk). This, then, is what I dealt with at great length in my book Sublime Historical Experience that has just come out [Ankersmit 2005. I focus there on certain stages in the history of the West (such as the transition from the Middle Ages to the Modern World of the French Revolution), which all involved the loss of a previous world and the birth of a new historical identity—an identity that was, to a large extent, an abnegation of a former historical identity. And where the new identity is, to a large extent, this abnegation of a former identity, so that one can say that 'one has become what one is no longer'. The idea has been marvellously summed up in a short poem by Emily Dickinson: 'The heart cannot forget/ Unless it contemplates /What it declines'. Such phases are the most painful in the history of the West (and recall, in this context, that Emily Dickinson wrote her poem after having recognized the man she loved most would never love her).

Think, then, of the historians writing about these most painful phases in our history; historians such as Guicciardini, Machiavelli, and all these French historians wrestling in the first half of the nineteenth century with the terrible legacy of the Great Revolution. What they wrote, their many books, are much like this groan that Wittgenstein was talking about: they gave voice to an experience of the past, they made historical experience speak.

And then we are, just as with Wittgenstein's groan, far removed from the safe and trusted kind of historical writing where the historian (subject) gives us information, or knowledge, about some part of the past (the object). For here is neither subject nor object, nor truth, and hence the whole machinery of the objectivity or the subjectivity of historical writing simply lacks application here. What should we say about the groan? That it is subjective since it is has been produced by the person who is in pain (and therefore to be 'doubted')? Or that it is objective, since now the pain literally speaks itself to us here? Both options sound fairly ridiculous. And so it is with these historians I just mentioned: if historical writing has been provoked by a historical experience the issue of subjectivity and of objectivity simply makes no sense any more.

One last word, in this exposition I have continuously emphasized this relegation to the background of the categories of the subject and of the object in the case of the experience of pain. Now, recall that these categories of the subject and the object are always the main dramatis personae in epistemological thought: epistemology always asks the old Kantian question of how the subject can acquire knowledge of the object, of the world. So when experience drives out the subject and the object—and, hence, the epistemological schemata defining their relationship—we can only conclude that experience (as understood here) has brought us to the level of the sublime. And this is why my book—dealing with these terrible phases in the history of the West—is entitled Sublime Historical Experience.

RG: Thank you, Frank. It was truly an intensive engagement!

martes 10 de marzo de 2009

Publicaciones académicas en la era digital

El soporte-papel

Las comunidades académicas siempre han dependido, para su sobrevivencia, de su capacidad para organizar racionalmente el conocimiento adquirido y para distribuirlo dentro y fuera de su ámbito de pertinencia. Sin embargo, los medios de los que han dispuesto para esos efectos, han variado a lo largo del tiempo.
Durante muchos siglos el papel y la tinta fueron las únicas armas de que pudieron disponer artistas e intelectuales para socializar sus logros. Sin embargo, las posibilidades que ofrecía la dedicada labor de “copistas” e “iluministas” no eran muchas. ¿Cuántas páginas era capaz de transcribir, a mano, esta modesta industria cultural?. No muchas, por cierto. Pese a los enormes esfuerzos hechos a lo largo de varios siglos, lo cierto es que la capacidad para acumular y distribuir conocimiento era muy limitada. Apenas daba como para mantener vivos los “clásicos”. En el siglo XV este cuello de botella pudo ser superado, gracias a la aparición del libro. Este nuevo soporte produjo un quiebre la cultura occidental, de proyecciones completamente insospechadas: los libros permitieron sacar el pensamiento de las pequeñas parcelas de los eruditos y ponerlo a disposición de la categoría más general que conforma la “gente culta”.
Con la aparición de las revistas científicas especializadas, en el siglo XVII, la cobertura del conocimiento se amplió de manera todavía más notable y se conformó el sistema de circulación de información relevante que sirvió de plataforma para la constitución de una nueva profesión: los científicos.
Los libros y las publicaciones seriadas se sofisticaron y multiplicaron en los siglos XVIII y XIX a medida que se iba profesionalizando el trabajo científico. Al lado de las revistas especializadas surgieron importantes colecciones documentales, fondos editoriales dedicados a la publicación de libros en determinadas áreas temáticas, y, más adelante, distintos sistemas de indexación cuya función era favorecer un acceso más expedito a la información. Así se fue configurando un complejo sistema de comunicación académica, dependiente del soporte-papel, que aseguraba un flujo expedito entre los productores y los consumidores del conocimiento.
Este sistema funcionó correctamente en los dos últimos siglos. El progreso de la industria de comunicación, ligado al soporte-papel, contribuyó de manera directa a la profesionalización del actividad académica: las publicaciones académicas permitieron no sólo dar proyección social al trabajo silencioso del estudioso, sino ayudaron a que se estandarizar los procedimientos investigativos, e incluso a cimentar las carreras individuales de los investigadores proporcionando a las instituciones indicadores precisos de productividad.
Todo gracias al papel y a la imprenta. Pero como ha sucedido con todos los soportes, llegó el momento en que este medio ya no pudo satisfacer los requerimientos de unas sociedades crecientemente más complejas. El soporte-papel se transformó en un “cuello de botella”, tal como lo había sido, tiempo atrás, el soporte-manuscrito.


Por qué se está produciendo la conversión del papel a los bytes?

En las últimas dos décadas del siglo XX el sistema académico de comunicación comenzó a vivir un proceso de transformación similar al que se produjera en el siglo XV. El surgimiento de formas más complejas de investigación y la necesidad de administrar un volumen cada vez mayor de información ha hecho forzoso un cambio drástico en las estrategias de diseño comunicacional.
En la era digital el libro tradicional convive con el libro electrónico (e-book), las revistas especializadas con los e-journals y las tesis de grado tradicionales con las Etd’s (Electronic Thesis Disertations). Por otra parte, las colecciones documentales, bases de datos y sistemas de resúmenes del trabajo académico han devenido en complejos sistemas electrónicos de producción, almacenamiento y distribución del conocimiento, todos los cuales tienen como eje de difusión la Internet.
Son muchos los centros académicos e instituciones que han tomado la decisión de dar el paso del papel a los bytes. ¿Qué ha motivado a importantes universidades de Estados Unidos y Europa a desmantelar total o parcialmente sus sistemas tradicionales de publicación académica y de administración y circulación de la información?
Desde luego están los apurados cambios tecnológicos que hemos vivido en estas últimas décadas. La masificación de la computación y la mundialización de la red digital que provee Internet, hacen posible, organizar un sistema alternativo a aquel que depende de la industria del papel. Algunos años atrás esa posibilidad era vislumbrada por escritores con poderosa imaginación que nos hablaban de las proyecciones de un mundo feliz. Pero se trataba solamente de sueños (o pesadillas) que debían estrellarse con una barrera insoslayable: no había los recursos técnicos como para que pudieran forjarse canales alternativos para la circulación de la información. Hoy en día esa posibilidad está a la mano, y a costos muy bajos. No hay razones de hecho para que no suceda con el libro lo que antes pasó con las tradición oral y los manuscritos.
Hay razones externas e internas para que ello suceda. En la actualidad el sistema científico tradicional de publicaciones académicas vive una situación de completo colapso al ser desbordado por la abundancia y por los costos. La productividad de los investigadores comienza a rebasar las posibilidades de conservación, administración y uso inherentes al sistema. Año a año se acumulan miles de nuevos artículos, papers, tesis, libros, actas de seminarios, conferencias y distintas formas de comunicación que dependen del soporte papel. Un solo dato puede ser muy ilustrativo del punto: en 1951 había aproximadamente 10.000 revistas científicas en el mundo; a mediados de la década de 1990 esa cifra había ascendido a la astronómica cantidad de 140.000, alcanzando un incremento anual del 40% (cifras de Michael Lesk, Practical Digital Libraries. Books, Bytes and Bucks. San Francisco, Morgan Kaufmann Publishers, 1997, p. 10), un tímido preludio de la realidad que presenta esta industria hoy en día. La sobreabundancia y dispersión del material es tal que los investigadores deben obligados a gastar un porcentaje importante de su tiempo solamente en el trabajo de búsqueda y procesamiento más elemental. Pronto llegaremos a un punto en que ya no va a existir el investigador capaz de aprovechar inteligentemente de la información, como no sea pagando el precio de la hiperespecialización.
El sistema basado en papel ha intentado buscar una salida a este problema mediante sistemas cada vez más complejos de indexación –bibliografías tópicas, bibliografías de bibliografías, colecciones de abstracts, etc.–. Esta solución, que busca facilitar el tráfico de la información a través de una serie de instancias mediáticas, es correcta en el fondo, pero falla en la forma: los índices en papel rápidamente quedan obsoletos. La única manera de evitar la obsolescencia es disponiendo la información en bancos de datos, que permitan una actualización constante. Pero cuando comenzamos a hablar de bases de datos, ya nos estamos olvidando de las formas tradicionales del almacenamiento: estamos hablando de CD-ROM, el DVD o la Internet, y no de papel.
Este problema representado por la alta productividad de los investigadores tensiona a la academia de una segunda manera. Cada día se hacen más elevados los costos implicados en la administración del sistema académico como conjunto. La situación es seria pues los analistas consideran que el cuadro actual no responde a causas coyunturales, que pudiésemos esperar que disipen más adelante. El hecho es que en la actualidad la comunicación organizada en torno al papel depende fundamentalmente de una industria no académica, cuyas expectativas inmediatas van dirigidas al lucro y no a la democratización del conocimiento. Según algunas estimaciones el 98% de las utilidades generadas por un revista académica van a parar en el presente a los operadores privados del sistema (editoriales, correo, etc). Si sumamos a estos costos los que supone la administración de sistemas bibliotecarios que se hacen cada vez más complejos, lo que cabe concluir es que hacia delante cualquier modernización del sistema deberá traducirse en un incremento proporcional en este espiral inflacionario de costos, a cambio de un beneficio solo marginal en la productividad en términos de circulación de información. ¿Quién absorberá los nuevos incrementos en los costos?.
Frente a un panorama como este no parece haber más alternativa que comenzar a explorar muy en serio las posibilidades que ofrece el formato digital, no solo por las ventajas que ofrecen en términos de costos. Los ejournal permiten que haya menor “tiempo de espera” desde el momento en que se produce el conocimiento hasta aquel otro momento en que se lo consume; aseguran a los autores un “impacto” mucho mayor en términos de cobertura; permiten que se forje una relación mucho más dialógica autor/lector; dan pie para una comunicación más rica, que de cabida a recursos multimediales; y simplifican enormemente la tarea de la búsqueda de información.
Lo que sucede con las revistas también ha pasado con las tesis y los libros.
La publicación de tesis electrónicas se inició hacia fines de la década de 1980 cuando algunas universidades estadounidenses comenzaron a discutir las conveniencia de digitalizar los trabajos finales conducentes a grados de magíster y doctor. En esta labor ha sobresalido el trabajo realizado por el Virginia Polytechnic Institute and State University, con sus propios graduados. A partir de esta primera experiencia se han comenzado a llevar a cabo numerosos proyectos en distintas partes del mundo. Hoy en día existen proyectos de ETD en numerosas universidades de Estados Unidos, Australia, Alemania, Dinamarca, Holanda y Canadá. En algunos de esos centros se ha tomado incluso la decisión de eliminar completamente las copias en papel.
La transformación de artículos, libros y tesis a un Standard Generalized Markup Language (SGML) ha sido el primer paso en el proceso que nos ha llevado al surgimiento de las bibliotecas digitales. El gran desarrollo de estos proyectos ha permitido que los académicos puedan obtener, a través de la red, una parte importante del material que necesitan. Hay bibliotecas para todos los usos que uno pueda imaginar: entre ellos, por cierto, se cuentan las bibliotecas virtuales de historia .

martes 30 de diciembre de 2008

La experiencia sublime y la política: entrevista con Frank Ankersmit

Entrevista ofrecida por el filósofo de la historia Frank Ankersmit a Marcin Moskalewicz, en Glimmen, Holanda, en agosto del 2005. Fue publicada originalmente en Rethinking History, vol. 11, junio 2007, pp.251-274.

Esta entrevista tuvo lugar poco después del lanzamiento de Sublime Historical Experience (2005). En ella Ankersmit elabora con detención, bajo la correcta guía de su entrevistador, sus nociones de ‘experiencia histórica’. Esta discusión conceptual se cierra con un análisis acerca de la situación política que enfrenta actualmente Europa. Como buen postmoderno, nuestro autor usa su interés por el pasado para abordar con una inteligencia crítica temas del futuro.



Marcin Moskalewicz: Professor Ankersmit, your last book, which has been published this year, is much different from your previous work dealing with problems of historical truth, historical representation and the logic of historical narratives [Ankersmit 2005]. It is about experience, a wholly different subject, at least at first sight. Could you please tell me how did you come to this notion and to its importance?
Frank Ankersmit: It is not wholly unrelated to the kind of things that I have been doing before, since, as we discussed a moment ago in the car when driving back from Groningen—my point of departure in philosophy of history has always been this issue, the relationship between language and the world, and, in the case of historical theory, the relationship between the historical texts and historical reality. When I wrote my first book on narrative logic [Ankersmit 1983] I was not yet aware of this now famous book by Richard Rorty, Philosophy and the Mirror of Nature, but after I had written my book I read the Rorty book and then I was struck by a number of similarities in his approach, and what I had been trying to do in my book on narrative logic.

So I became interested in Rorty and what especially fascinated me in his writings was his attack on epistemology. For it is the essence of Philosophy and the Mirror of Nature that epistemology should be seen as a most doubtful enterprise, that we should stop doing it and should start asking ourselves, as philosophers, other questions. Let's change the discussion, as Rorty likes to put it.

This is something that I have always been pondering, talking about language and the world—without doing epistemology. Now, if you look at epistemology—you have many different systems of course, as they have been developed since Descartes, Kant and down to the present—but what is always crucial to all epistemological systems is that you have on the one hand a subject, a knowing subject, and on the other an object, about which the subject has certain knowledge. And what I begun to understand gradually and gropingly, in the course of the decennia, is that if one tries to get beyond epistemology, one should not take the route that has been proposed by Rorty, which is to go back to Davidson. For if you do that, you will in the end always return to philosophy of language as it has been practiced by analytical philosophers ever since the days of Frege. In sum, what I intended to do is to pick up the thread again where Rorty had inadvertently dropped it somewhere between his Mirror of Nature book and his conversion to Davidson several years later. So something else, something more radical would have to be devised in order to achieve this aim of getting beyond epistemology.

Now, as I said a moment ago, what you have in all epistemologies is this relationship between a knowing subject, on the one hand, and a part of the world, on the other. And then I had the, in fact, rather obvious idea that what you have between the subject and the object—is, of course, experience. For if the subject does have knowledge of the world, succeeds in obtaining knowledge of the object, then it's experience enabling him to have this. So, I began to understand that if I wanted to get away from epistemology, and to do what Rorty had failed to do, I should focus on this notion of experience. But the problem is that there is a very obvious notion of experience, the kind that you find in empiricism, and which perfectly fits within the traditional epistemological model. So turning to experience is not sufficient; empiricism is, after all, also a form of epistemology. So what I was looking for was a kind of experience which would somehow move us out of this empiricist model, and where things would be possible that are impossible in the epistemological and the empiricist model. Indeed, with 'friends' like empiricism, the notion of experience needs no enemies anymore.

So I then came to see that I should have to take into account the sublime, for the sublime is always a notion of experience—you always speak about sublime experience—but it is a kind of experience that breaks through the epistemological framework. Indeed, the crucial insight is that when people in the seventeenth and eighteenth century were talking about the sublime, people like Burke in his Inquiry into Sublime and Beautiful and Kant is his Kritik der Urteilskraft, then you always see that something happens in their philosophy, which is at odds with their epistemology. For example, when Burke discusses the sublime and he has this Lockean psychology upon which all experience is to be modeled, where on the one extreme you have pain and on the other you have pleasure, but the sublime has both these things together. So what is forbidden by this Lockean epistemology takes place in the Burkeian sublime. And something similar is true for the Kantian sublime, though things are far more complicated in Kant. This is why I understood that if you want to get rid of epistemology you should focus on sublime experience.

And then, from there, it's relatively simple and merely a matter of having le courage de ses opinions. For then you will see that this notion of experience must also, somehow, transcend the powers and imperialism of subject and object. So that you only have the experience and that subject and the object, well, are, so to speak, phenomena of a later stage. And also that you will have to move beyond truth, since truth is the epistemological notion par excellence. So this is why the most important step in the experience book is the one where I dissociate experience from truth.

So that's how I came to this notion of experience, and later to that of historical experience. But mainly, it was this essentially philosophical problem of getting beyond epistemology that made me interested in the notion of experience. In the same time I also started thinking about experience as Aristotle described it in his De Anima. For there you also have the notion of experience, but Aristotelian experience does not fit within the epistemological model. This has to do with the fact that, in the case of Aristotle, you have continuity between the subject and the object that is completely unthinkable in epistemology, where you always have this epistemological gap between the subject and the object. So I began investigating the Aristotelian model of experience and then gradually moved on to the sublime notion of experience.

MM: Abandoning epistemology is explicitly announced in the book as your main goal. You write that you want to get rid of 'transcendental monstrosities'. And then you deal with many different traditions that you include in this notion of transcendental monstrosities, such divergent traditions as structuralism, semiotics, tropology, Gadamerian hermeneutics and even deconstruction. How do you feel going so fiercely against all these intellectual achievements of twentieth-century philosophy?

FA: The answer is fairly simple. From my perspective they have this all in common: that they are still feeding on the legacy of transcendentalism. A large part of the book that deals with Gadamer tries to show that Gadamer, probably the philosopher in all of Western philosophy who was, together with Rorty, a more consistent opponent of epistemology than any other, in the end also adopts the epistemological model with his notion of Wirkungsgeschichte. So they all—Gadamer and Rorty as well—feed on this legacy of epistemology. And how do you find out about this? What's the litmus-test here, so to speak?

Well, the answer is as simple as anything, for if a philosophy leaves no room for experience, or reduces it to the impotent empiricist conception of experience, then you are still within the epistemological framework. And that's even true if you think you are miles away from what bothers philosophers like Frege, Quine, Dummett or Davidson. Think, for example, of Derrida in his Margins of Philosophy, where he says that there's this notion of experience and that it should be 'erased', placed sous rature, as he calls it, and in all these other systems like structuralism, poststructuralism and in Hayden White's tropology the notion of experience makes no sense at all. So if you want to go on with experience, then you know that all these systems, not having any substantial account of experience, or even outright hostile to it, will have to be abandoned and overcome somehow.

MM: Your book has also a very clearly addressed audience, which is apparently not philosophers, but historians. It is to them that you address your plea for a more romanticized historical writing and for abandonment of the artificial imposition of scientific theories onto the historical matter. If currently the main problem of historical writing is—as you claim—its increasing incommensurability and fragmentation, in which way does the notion of experience serve as a remedy for this state of affairs?

FA: Well, let's begin once again with epistemology. It's fairly obvious that one can relate epistemology to the Enlightenment, since epistemology always wants to show how truth comes into being, how truth can be justified etc. and these are the kind of preoccupations we have learned to associate with the Enlightenment. But after the Enlightenment came Romanticism and with Romanticism you move into the world of things like feelings and sentiments etc., and for which the Enlightenment paradigm had no use. So when I wanted to get away from epistemology, this was also a move towards Romanticism. In fact, the experience book is in many respects a repetition of the transition from the Enlightenment to Romanticism—but often performed with the instruments of the Enlightenment, as I should hasten to add, for I have no patience with irrationality and poor argument. Anyway, this was the shift that made me interested in how we feel about the past, and also in the kind of moods and feelings that you might identify or find in the past itself, and that I consider to be legitimate topics of historical research. 'Sentir, c'est penser', to quote Rousseau.

In sum, in the epistemological model you have on the one hand the object, the past, and on the other you have a historian; these are always carefully kept apart from the other within the epistemologist's ideology—but you should not focus on these separate worlds, but on what might unite them or what lies between the two of them, so to speak. So what happens to you when you have such an encounter with the past, what feelings do you find or could you project on the past, and what feelings do you have when becoming aware of the moods and feeling permeating some part of the past. So it has, both, well, let's say the methodological dimension, as well as the dimension as far as the subject matter to be investigated by the historian is concerned. I just read Gumbrecht's book on presence [Gumbrecht 2004; and there you see much the same things, though Gumbrecht is, I believe, insufficiently aware of all the philosophical complications involved in all this.

MM: Assuming that historians after reading your book would make a move toward experience and would eagerly try to experience the past, do you really believe that it would have the outcome of unification of historical writings? We can realistically presume that each historian would experience the same part of the past differently and that would give even more incommensurability than in the case of applying scientific theories to the past.

FA: Well, let me say this. The book is not intended to announce a revolution in historical writing. I had a teacher here, Professor Kossmann, who used to say that 'History is like an elephant'. And he wanted to express with this that an elephant is a big animal and you can try to push it, but it will not move an inch in spite of all your efforts. And so it is with historical writing. That has its own tradition, its own logic, and its own way of developing. And when you have a historical theorist saying, well, you should do this, you should do that, nobody will care about what the historical theorist is saying. So I have no pretension to change the historical discipline. If I have any revolutionary pretensions (in spite of my rather conservative turn of mind), then these are for philosophy only. Indeed, there I would like to rearrange things a little.

With regard to history, and the historians, there is only this rather modest remark in the beginning of the book where I say that if some historian would have this more intimate contact with the past, he should not react by saying 'now I'm on the wrong path, this is something not to be taken seriously', but that he should welcome and embrace it, that he should try to work with it, and that he should consider it to be an extra instrument that might give him access to the past. When I am describing the two types of historical experience I distinguish between one that you can attribute to individual historians, and next sublime historical experience, which is more of a collective affair. But with regard to the former I would say that historians may sometimes have this strange relationship with the past—and that they then should trust their experience and feelings, that they should become aware that this is an extra, that this is a bonus not given to historians who don't have it, that they shouldn't do away with it, but make use of it in their writings.

MM: There is also a third type of experience, which is very rarely mentioned in the book, the kind of objective experience that is the way that the people in the past experienced their present. You seemed to abandon the hopes that you expressed many times in the early nineties connected to the microhistories, which are a mean of conveying this experience. Why is that so?

FA: Well, it's in a sense a different problem. This is the expérience vécue in the past, in history itself. And this is a topic that, well, has been addressed by a lot of writers already and you could say that even some sixteenth-century historians like La Popelinire and tienne Pasquier already did this kind of work and investigated the experience of the past, the exprience vcue, of people in the Middle Ages. So this is not a new problem and, well, I'd rather focus on new problems—and these are to be found in the two other kinds of experience. But I completely respect this as a topic of historical research that one should do. There's no problem about that.

MM: In Martin Jay's recent book [Jay 2005] on the notion of experience in the Western modern discourse your conception of historical experience serves as a transition from the discussion of the more differentiated notions of experience to those more totalizing. Jay argues that you have wholly abandoned epistemology for a purely aesthetic alternative that ultimately results in the dissolution of the subject. Do you find this reproach justifiable or do you consider this as a reproach?

FA: Yes, I think this is a correct description, for this dissolution of the subject, well, that's part of what you get when you get beyond epistemology. Then there's only the experience. That's what I tried to show in the chapter on Gadamer; namely, that this notion of experience that you get when you cut through the ties between experience and truth is always a kind of experience which is non-epistemological and therefore indifferent to the separation between the subject and object. In this way one might, perhaps, say that it is totalizing. But this is not how I would describe it, for this term 'totalizing' is part of the epistemologists' vocabulary. 'Totalization' is what you get when the subject is completely subsumed by the object—or vice versa—and such a situation could, of course, never occur when you abandon, as I want to have it, both subject and object in favor of experience. I had a lengthy correspondence about this with Martin Jay, but I never succeeded in making this clear to him.

In fact, I would rather say that the focus on experience would be the very opposite of 'totalization', since it's a movement of withdrawal within experience. Everything is taken together in the experience and, so, there's a movement from the totality of the world into the experience and that would be the opposite of what is suggested by this notion of totalization, I suppose. But with regard to aesthetics, I think that's a perfectly correct association for historical experience is explicitly related to aesthetic experience. So that's also correct, yes. Anyway, when I talk about aesthetics, it is not primarily the arts I am thinking of, but rather of what philosophical sub-discipline should take the place of epistemology—for example, if we have to do with a discipline such as historical writing.

MM: The sublime experience is meant as a means of liberation from language, from the violence that language does over the world, which is the opposite of totalizing. But on the other hand this is the experience that is constitutive for a certain civilization or culture. It does not seem to depend on our will, but it's rather a super-individual force that comes from nowhere and that shapes us following its own unattainable logic. And therefore, if we are in this kind of experience, forced by it to forget the past, shouldn't we speak not only about the liberating side of the sublime experience, about the liberation from language, but also about the kind of violence that sublime implies with itself?

FA: Violence I would associate rather with epistemology, since epistemology does violence to the world by forcing it to fit within its own framework, with unpleasant consequences for disciplines such as historical writing, since this discipline stubbornly resists subsumption within the epistemologist's framework, as we know by now. So this tends to turn the epistemologist into a person with a penchant for 'violence', as we know so well from the history of historical theory. Anyway, it's wholly different with the sublime and the kind of experience I model on the sublime, for in the sublime you are overwhelmed by reality, so if any violence is being done, it's violence being done to … well, I wouldn't argue to use the term 'the subject', for I've just been saying that the kind of experience that I have in mind is an experience without a subject of experience—but this is nevertheless what it comes closest to.

And, because of this, it is certainly not accompanied by a feeling of liberation. I mean, we feel free in language; language is what we like. We do not feel happy with the sublime. I have this chapter on the prison-house of language, and it's true that in the world of epistemology we live in this prison-house of language. But we should be aware that we like to live in this prison-house of language. It's so very comfortable there. That's why we have language: it makes the world accessible, and it enables us to domesticate the world, to be its undisputed master. Because we can then exert its violence on reality and give to reality the form that suits us best. So, it's comfortable to be in the prison-house of language. Whereas it's very cold and uncomfortable in the indifferent and outside world of the sublime. For then you are in the hands of reality, and without help and means to defend yourself against it. That's why the sublime is directly related to trauma, and why it is terrible. If you stand face to face with reality that's only terrible and the sublime does not have any pleasurable element in it.

MM: Could you explain more precisely the difference between the subjective historical experience and the sublime historical experience? And then, especially, do you really believe that in the subjective experience we can see the past as it really was, the past itself, or—following your own metaphor that it is love without a climax—isn't it just an experience of the past breaking away from the present? And therefore in this experience we recognize only the difference and the loss, and after all there is no touch, we come very close to this touch of the past, but we can only feel the loss. So, how do you relate the two?

FA: I think the basic form is the sublime kind of experience, so the collective type of experience. For then you have this breaking away of the past from the present. Or, let me put it a bit more clearly, you begin with having a kind of indiscriminate present, or, rather, a situation in which the present is not yet experienced as 'the present', a situation of a certain historical naivet, so to speak. Then some overwhelming social or political upheaval takes place, something in the order of the French Revolution, or what happened in Italy after 1494, and that was so singularly traumatic to Guicciardini and Machiavelli. And that may tear this still indiscriminate present apart into a past and a present. The past comes into being only then—and the present as well, as we should not lose from sight. There is no past without a present, as this account makes clear—and as Hegel has so brilliantly shown. Past and present are the two sides of one and the same coin, of this indiscriminate present, so to speak.

That's the basic form of historical experience and which is, therefore, basically, an experience of loss since you lose that part of this indiscriminate present that has now become your past. That may be a large part of a civilization's identity; so that's why a civilization dies a partial death under such circumstances. But this always has to do with history on the grand scale, with things such as the French or the Industrial Revolution, the Death of God etc.

But the same may also happen on a much smaller scale and in the domain of the less conspicuous and less important aspects of human life. Now, precisely because these are the less conspicuous parts of human existence, nobody may really perceive that the past is breaking, or has already broken away from this indiscriminate present.

I mean, if a French Revolution is going on, nobody can fail to notice this. But when something similar happens in the domain of daily life and our experience of it, we may simply not be aware of it. But, then, all of a sudden, we may then see some representation of what some aspect of daily life used to be like in the past, and then, we may suddenly realize ourselves for the first time how very much different the present is, in fact, from the past. This is the Huizinga type of historical experience.

You can say two things about it. One, that it will always announce itself on those domains of human existence that we somehow naively think to be resistant to historical change. And, second, we may then suddenly realize ourselves that even this aspect of human existence has changed out of recognition. This gives you the historical experience in question. You might well compare it to a piece of elastic that is stretched ever and ever more, until suddenly it breaks, because it has been stretched too far. It's fairly complicated, but this is, more or less, how it is with the Huizinga type of historical experience. You might say that it's a kind of 'deferred historical experience'.

MM: How often does this break that you are talking about happen? I mean, do you claim that we can become aware of the past as such only thanks to the sublime experience, of the past as something different from the present? Is this experience the only thing responsible for the desire of being that is constantly being substituted by the knowledge of the past, as you claim?
FA: I find it hard to answer. I think that's scattered all over society and that one should take care not to restrict the notion of historical experience to what goes on in historical writing and to historians. I think that many people may have a historical experience, when they become aware that their world has changed. For example in your world in Poland or in Russia, that you suddenly become aware that the world has become completely different since 1989 or what happened in 1917 or in the United States during the Civil War. And it may even be that ordinary people are more susceptible to historical experience then historians, since historians, well, are always subject to this professionalization of their discipline, and always tend to distrust historical experience.

So, how frequent it is, I think that's a very difficult question to answer—nevertheless, I would like to add the following speculation. Suppose you have a civilization in which you have no huge social and political upheavals, like the French Revolution, but only these small-scale developments one must associate with the Huizinga type of historical experience. But where the number of these small-scale historical changes is huge; so large, in fact, that their total sum may amount to little less than a permanent French Revolution, to a French Revolution that is going on and on, so to say. Well, I think this is what our contemporary world is like. And if that is true, historical experience surely is a figure of the future. I mean, nobody can fail to see a French Revolution—and then the historian may start to write about it. But if you only have these small-scale developments, you will really need historical experience in order to become aware of historical change at all.

MM: Would you therefore be willing to give a more liberal, so to say, status to this notion of experience and to allow telling more than one story about it? It seems from your account that it is rather a rare phenomenon. What do you think for example of giving the status of the sublime dissociation and radical rupture with the past to that which Poland experienced in the wake of the nineties?

FA: I think that you made a very important point at the beginning of your question, when asking if there are many variants of historical experience? And I should wish to emphasize that this certainly is the case. I mean, if you wish to avoid epistemology, then you should avoid any kind of legislation for how we relate to the world. So it would be a very poor way of getting beyond epistemology, if you would come up with another kind of legislation of what historical experience should be like. So, what I tried to do in the experience book is to say, well, there are a certain kinds of historical experience—and I gave a number of examples of Herder, Goethe etc., then Huizinga's historical experience, and I also mentioned two experiences that have been important to myself—and you can also think of the large-scale kind of historical experience having to do with the French Revolution. But this is not delimitative, and not meant to be so. There may be many more kinds of historical experience and I hope that one of the reactions to the book will be that people will say that Ankersmit has been far too restrictive, and that there are many more kinds of historical experience than I described. And then I would say, well, this is interesting so let's explore this and see what can be done with these other kinds of historical experience. So, it's the last thing that I would try to do with the book is to give some kind of legislation for historical experience.

MM: It's very hard to get rid of epistemology. Even your book is, after all, an epistemological enterprise, since we want to know something about experience. This is paradoxical and we may say that the book is one big paradox, since it attempts to convey in language some truths about something that—by your own definition—is beyond language. My question is: was it your intention to use the figure of paradox so often to show that it is ultimately impossible to give a coherent and non-paradoxical image of experience by the linguistic means?

FA: No, it's part of the whole program, part of the whole idea. There is, for example, the chapter on Burckhardt that deals with what kind of sublime historical experience one may associate with him. And then one of the fascinating things is that Burckhardt does not reject professional historical writing, even though he is very much opposed to it. That's the paradox, so to speak, in his writing. And you have the same with Huizinga: they did not reject professional historical writing, but only wanted make us aware of what you might lose with it.

But this writing in the margins of professional historical writing (to put it in a Derridean manner) suggested by Burckhardt and Huizinga is absolutely of the greatest importance in the context of my argument. The argument is, roughly, that you need professionalized historical writing in order to become aware of what you inevitably lose with it. But it is precisely this awareness that may reveal the past to you in historical experience. So historical experience parasitizes on professional historical writing—and in this way depends on it. So the paradox is that you need professional historical writing in order to be open to the revelations of historical experience. This, then, is why you will find paradoxes throughout the book. Historical experience is born from paradox.

MM: One of the most important figures in your book is Walter Benjamin. His notion of aura is the main means to convey the meaning of the dissociation, the fact that we can recognize something only after we had lost it. But there is also the main difference that in Benjamin the redemption was possible and the past could enter the present, while in your argument …

FA: … it's the other way around, yes …

MM: … it's the other way around. It is the movement of disunion and not toward the union. Does the sublime experience give us any promise of redemption?

FA: No, no I wouldn't say. This is what I've been saying in the last chapter about the notion of myth. And that what I describe as the cold heart of the civilization, all that you, that part that you attempt to historicize, but you are unsuccessful in historicizing. And that's the world that we have lost, it's always painful. And you won't get back to this idyllic past that you try to historicize, but the more you do it, the less you can get access to it. I just discovered a wonderful passage in Nietzsche's Die Geburt der Tragedie when he says this, I could show it to you. But therefore, well, there is in Benjamin the dimension of a messianic optimism, so to speak, he has this hope of redemption, whereas I have the reverse model and for me it can only get worse. The more you try getting hold of this mythical past, the more you will lose it for that very reason. It's much like what Rousseau said about how history has started. We began with living in the state of nature and we want to get back, but the more we try to get back to it by creating civilization, with notions like truth and virtue etc., the further we will be removed from it. It's this metaphor of this ten-lane highway and that only moves in one direction and that gets you away, well, from the ideal or myth that you are always striving for. Whereas Rousseau argues that you only have these crooked little back roads that might get you back to it—hence, the kind of uncertain and twisted accounts such as we find in his Confessions and where he tried to retrace the route to his self, while being well aware of the utter impossibility of the task. This is also how it is in the experience book and why it is a very somber and pessimistic book.

MM: There is clearly a certain movement that the sublime implies. I mean the fact that we can abandon the past and acquire a wholly new identity. But would you say that sublime implies also a progress?

FA: A progress in a sense that the tension, the sublime tension between these two directions, historicization and the myth, tends to grow ever larger. So that the more we move away from this mythic past, the more we will try to get more closer to it; so it's a kind of alienation effected by the effort to overcome alienation. And, in the end, our alienation from this mythic past will only increase. So there is progress, in a certain sense, but it's a progress in the increase of tension.

MM: Progress that is at the same time a regression?

FA: Yes, it moves in the opposite directions. And that's what you have with paradox and with the sublime that you always have these opposite directions and it always grows even worse and worse.

MM: Let me make a slight move now from sublime to politics, which is your second main area of interests. In your work on political philosophy you observed a truly captivating historical relationship between the existing paradigms of historical writing and the concurrent paradigms of the political exercise of power. Could you please tell me more about this relationship? I mean the relationship between historicism and parliamentary democracy, and narrativism as up-to-date version of historicism and the aesthetic politics that you pronounce as a proper model for the twenty-first century.

FA: Yes, well, actually I think I should go back to the time when I studied history here. I had a teacher here in Groningen, I mentioned his name already, Professor Kossmann, 'the man of the elephant', so to speak, and he taught here political philosophy, political theory. I admired him a great deal, we could get on very well with each other, though intellectually rather than personally, I should add. He had an unusually strong and fascinating personality—I never met anyone even remotely coming close to what he was like. Just to give you an idea: he was all that one might associate with Franois Guizot, very much aloof, very intelligent, both impossible to get close to and yet very much accessible and blessed with the rhetorical powers of a Pericles. If he had decided for a political career, the recent history of my country would have completely different from what it is now. It rarely happened, but if he really felt that this was necessary he could raise a rhetorical storm blowing away everything and everybody. Indeed, when thinking of him, I never am sure what impressed me most, his scholarship or his personality. He was a truly wonderful man. Anyway, he very much wanted me to continue his interests and to start doing political theory as well. So he was deeply disappointed by my choice for philosophy of history. I did consider giving in to his wishes, but in the end I opted for historical theory. Well, I regret this decision right now, for philosophy of history has not given me what I had hoped from it. But as Gibbon said, 'But, alas, where error is irreparable, repentance is useless'.

Anyway, I have always kept this fascination for political philosophy that I had inherited from Kossmann. So when I am doing historical theory, I always have at the back of my mind the question, what might this mean for politics? And for a long time I couldn't relate the two of them in any clear and meaningful way. But then I moved in historical theory from narrative to representation. Since then it was fairly obvious, for, on the one hand the historian offers a representation of the past, but you also have the phenomenon of political representation. So, this notion of representation was the link between my preoccupations as historical theorist, as philosopher of history on the one hand, and what I've been saying since then on political philosophy, on the other. Since then, I've always been, well, kind of shuttling back and forth between political theory and historical theory. So each time I want to make a certain move in historical theory, I ask myself what implications could or should this have for political philosophy and vice versa.

MM: So putting this analogy forward, let's think about the sublime now. If the sublime as a collective experience is taken seriously, it is a kind of experience that serves as a recurrent historical foundation of our collective identity. And we can—thanks to this experience—recognize ourselves as being in a certain moment of history. Having in mind this whole idea of dissociation, a kind of suicide that civilizations may undertake—what kind of politics would follow from this?

FA: Yes, that's a very important question you are addressing there and I think that the first sub-question, so to speak, that you would have to deal with is to what extent this kind of sublime historical experience can or ought to be translated into the sphere of politics. For sublime historical experience is a total involvement in a new way, a new kind of cultural and historical experience. And if you would try to translate it to politics, then it would be only possible on the presupposition that politics should have to deal with this. But I'm not sure about this. I mean, politics is only an aspect of our lives. And I would, well, with the memory of totalitarianism at the back of our heads, be very wary of having the world of culture and history being invaded by politics. Nevertheless, it's an important problem. And in fact I shall be giving a talk in Finland in January next year on political representation and experience, and I will then try to move this notion of experience from the sphere of history to that of politics. But I still have to find out about how to do this. So I am afraid I haven't answered it yet, but maybe when you will be back here next year, I can tell you more about this.

Speaking more generally, this is how I proceeded in my intellectual career. I mean, there has been very little outside influence on my intellectual development—apart, then, from that of Rorty. I am always dealing with questions that have been occasioned by previous phases in my development and I use the work of others only insofar as it may be of help to me in this process. But I never have much interest for their work as such; when reading my colleagues, I always ask myself: what can I do with it. So I'm a kind of intellectual plunderer, so to say. That's also why I am much of a solitary. Not coincidentally did I make Descartes's motto into my own: 'bene vixit bene qui latuit'. That's also why I have never felt compelled to advertise my ideas; I live in my own world and that suits me well enough.

MM: We can also think about the subjective kind of experience and its possible application to politics. You very often emphasize in your political texts the importance of the recognition of the gap between the representatives and the electorate, which is constitutive of aesthetic politics. It was also a central claim of your main book on political philosophy from ten years ago [Ankersmit 1996], where the importance of the gap lies in the fact that it enables our self-recognition …

FA: … and I think it was also a source of legitimate political power. That legitimate political power is born in this gap between the representatives on the one hand and the electorate on the other. And with the implication that you cannot attribute the source of political power to either of them. That's why I would be against the notion of popular sovereignty.

MM: So how does sublime relate to this? I mean the subjective historical experience. Isn't your last book a kind of promise of the contact between the represented and the representatives that is not mediated, analogically, to historical experience? And do you believe in any attempts to overcome this representational gap in politics?

FA: Well, as I said a moment ago, this is simply what I still have to think about, but I would say my first intuition would be that it might be very dangerous to do this kind of thing. I think that the notion of the sublime requires you to do away with the notion of subject and object. But transposing all this to politics is like playing with fire. It would certainly pull you away from the domain of daily politics, from politics as a going concern. And since I am in politics what you might characterize as a conservative liberal—and rather a Tocqueville than a Mill—I am much afraid of this kind of move. Freedom is for me the alpha and omega of all politics. On the other hand, when trying to explain the historical sublime, Tocqueville's reaction to the French Revolution always is what I first have in mind. So, perhaps there is a connection after all.

MM: When you claim that representation is as insurmountable and intrinsic in historical writing as it is in politics, you are making use of the narrative philosophy, of the philosophy of the text as a whole. But what would you think of making use of the analogy with the contemporary analytical philosophy of common language in politics? I mean, in the philosophy of common language that deals with single sentences translatability is—even if not wholly possible—it is much more possible than when we think about historical representation. So would you see this analogy useful or fruitful to explore in a sense that it would enable us to achieve in politics what we cannot achieve in history?

FA: So you are speaking about ordinary language and you're thinking of people like Austin and Gilbert Ryle?

MM: And issues like Davidsonian radical interpretation. When we deal with single sentences—as in daily life—we can to a large extent understand each other. And things like the charity principle really work in daily life. And politics is about daily life. So what would you think about this?

FA: That's a question I can fairly easily answer. I think that's how politics is quite often made nowadays, in a sense that one takes science as the model for politics. Just look at contemporary politics and perennial reduction of politics to economic theory and to econometry. That's doing politics as suggested by this model of Anglo-Saxon philosophy of history, which focuses on the statement and the scientific theory. So that's what we have already, but I think that's dangerous, for it's then you lose the grasp of the whole.

One of the more curious paradoxes of our contemporary world is that the individual citizen has a better and more secure grasp of the whole than the state and official politics. And having such a grasp of the whole is an indispensable condition of all meaningful politics. One cannot make responsible political decisions as long as one does not have some intuition, however tentative, about how all the segments of society hang together and what the consequences for one segment might be if you change something in another. But 'scientific politics', the kind of politics we presently have, tends to blind you to this kind of question.

MM: And what about the possibility of overcoming the gap between the representatives and the electorate?

FA: Well, 'scientific politics' attempts to overcome the gap by ignoring the gap. But I think we live in a 'broken universe'—aesthetically 'broken' in the sense that there is an aesthetic gap between the representative and whom he represents. The basic fact in politics is not what things are like, and what the economist, the social or political scientist might say about how things are—not truth is what counts, but how we relate to each other in terms of how we represent each other. Politics has not to do with how we can describe each other in terms of individual true statements in the way the scientist might do this. At the level of, well, human, ordinary human interaction this level of representation is present already. And it gets an extra impulse and demonstrates itself in a far more dramatic way when you reach the level of, well, how the electorate relates to its representatives. All these things were perfectly clear already to the Machiavelli of the Discorsi. But now we tend to forget about this. There presently is a strong tendency to try to box, so to speak, politics within the scientific model. For that seems to suggest that all our political problems would permit, would allow our scientific answer in the end. In this way much of contemporary politics is an attempt to do away with politics. That's one of the funny things about politics: that it tries to make itself superfluous and therefore creates new problems and then it has to subsist for another period.

But one of the most forceful attempts to make politics superfluous has been this attempt to, well, to use scientific models. You have this essay by Carl Schmitt, Politik im Zeitalter der Neutralisierungen and where he shows that you have all through the centuries, since the sixteenth century, this attempt to neutralize politics. And in our own time one hopes to achieve this by economics and the sciences. And think for example of Daniel Bell with his The End of Ideology. So this is where I would completely agree with your hero, Hannah Arendt, when she criticizes the politics of our time for its exclusive interest in the domain of the oikia, that is, in economics. Politics and politicians will have to learn again to recognize the face of the other. This is what only representation can teach us—and this is the only safeguard of political and civil liberty.

MM: Let me now make a slight move to a more practical level and ask you how your political theory goes together with your practical political preoccupations? You are a co-author of a recent 'Liberal Manifesto' of the Dutch Party VVD, of which you are an active member. My question is, how do you define liberalism in regard to your previous answer? Liberal individualism seems at odds with your praise of the state and of this clear-cut distinction between the state on the one hand and the civil society and economy on the other.

FA: To begin with, why did I become a member of this committee writing the liberal manifesto? Well, there is a statement by Tocqueville somewhere in De la démocratie en Amérique that I like a lot and that goes like this: 'in politics nothing is as unproductive as an abstract idea'. And I think he's completely right with this. That's also why I hate people like Rawls, Dworkin, Ackerman and Brian Barry and their likes so very much. For this has nothing to do with actual problems. I think that political philosophy, which does not have any concrete application to a real problem, is wholly useless, that's a mere academic plaything and we should stop doing this as soon as possible.

If you look at the history of political philosophy, then you will find that all the great political philosophers, people like Machiavelli, Jean Bodin, Hobbes, Locke or a Tocqueville, were always people who were dealing with some contemporary social or political problem that they believed to be very, very urgent. And then they said, well, if we fail to solve this problem, that might be the end of our society, well, maybe even of civilization. That's why Hobbes wrote his Leviathan, because he was having in mind the wars of religion and collective suicide that people were getting close to because of this disastrous conflict.

I think this is what political philosophy should do. So, political philosophy should never be a merely academic discipline, but always try to deal with real problems that we encounter here and now. And that's very difficult, for that—and there's a link with history here—it presupposes that the political philosopher should be able to identify these problems and do this sooner and in a more satisfactory way than many others. And that's also where the power and the success of these people like Hobbes and Montesquieu and Kant has been: that they saw the problem before anybody else saw it, and that they succeeded in conceptualizing it in a superior way. So you have to begin with a certain quasi-historical perception of what time am I living in, what are the real problems of our time.

Well, this has been my motivation to participate in this manifesto for the liberal party, since I've been pondering these problems for a long time already, and I am worried about the amount of disintegration that you see in the contemporary political domain and which I had best describe as a kind of return to the feudal system. I mean, when liberalism came into being, fundamental to all liberalism has been the distinction between private law and public law. That really meant the end of the feudal world, that you say, well, there is a public reality, that's public and it cannot be privatized, this is a part of the world that cannot and should not be owned by individual persons. What you now see everywhere in the Western world and probably also in the East, I suppose, is that you have this confusion of public law and private law. And that you have everywhere this most objectionable ideology of privatization.

This results in a strange renaissance of the world of feudalism. I have in mind here what are called in this country the ZBOs, or Quangos. I don't know whether you know this notion of Quango, Quasi-Non-Government-Organization. So it's something between the government and something which is also a private company. But it is not either. You get these Quangos when the government is too lazy or incapable of taking care properly of one of its assignments, and then it will say, well, 'we privatize it and then a private company may deal with these nasty problems that we are incapable of solving'. Then they give to the people in these privatized companies a number of their public competences, they give them this part of what used to be part of the legitimate government, and leave them free to deal with them as they please.

What you see, next, is that in all these privatized Quangos the salaries of the directors are skyrocketing, service declines, nobody feels responsible anymore for anything, and then you get this feudal situation again. Then you get feudal lords all over the place again. In my country, in the Netherlands, you now have already more Quangos than municipalities. There are by now some 600 of them and together they comprise some 60% of people working in the public services. All these people live in a kind of constitutional limbo, responsible neither to the market—for you have no competition here—nor to the government, so nobody can get hold of what they are doing. Well, once again, that's the world of the Middle Ages. I find this profoundly worrying.

Then there are a number of people saying, well, 'this is how it should go'. This is the case above all with a German scholar whom I very much admire, as I hasten to add, and who in my view can even be seen as the most interesting political philosopher at this moment, namely, Helmut Willke. But he's the man who says that this is the direction we should opt for, that we must acquiesce in this kind of thing, for better or for worse since this is the course of history. He rejects the view that you should have a well-defined state, with a well-defined central power in which decisions are made in a clear and transparent way. His argument is that all this is something of the past, that we have had, and that we now live in a completely different world. Now the state is merely a primus inter pares, merely the first among its equals. These 'equals' are the social (sub-) systems, the networks in civil society. But it cannot claim to be more than that. That's the argument.

Now, if you believe this, I think that means the end of democracy. Democracy is the democratization of the absolute power it inherited from the governments of the ancien régime. It gave to the people the competences that had been in the possession of the absolute monarch. This origin of democracy is not something to be regretted, but to be rejoiced at. So thank God for absolutism. For by shifting absolute power from the King to the people the subjection of the state to the people is no less absolute. And then the biggest political sin is to alienate competences again from the people by investing them in our new feudal lords, these Quangos and their self-serving masters. The exercise of political power is no longer controlled, power is distributed all over society in such a way that nobody is properly aware anymore of the sources of power and how it is organized—and that means the end of responsibility and accountability.

Moreover, a number of much similar problems are occasioned by the European Union—similar in the sense that the European Union is also sadly incapable of organizing political responsibility in a rational and transparent manner. Take for example this ridiculous constitution drawn up by Giscard d'Estaing and in which you have the two legislative organs, the council of ministers on the one hand, and these people in Strasbourg, on the other. Who gets it in his mind to create a state with two legislative bodies, that's insane! We were supposed to vote for it, in favor of it. The only thing that you get is that you get confusion. And we should not forget that there are quite a lot of people for whom this constitutional confusion is a most pleasant windfall and who will most warmly welcome it. These are all these politicians who are walking in these impenetrable constitutional clouds and thus may succeed in hiding themselves from public control. That is, of course, the realization of the politicians' dearest dream. So what is evolving in Europe, both on the national and the supra-national level, is a return to the medieval state. What we call here a Polish Landtag, a Polish Diet. You know a Polish Diet, everyone's talking but no decision can be made. So we should get rid as soon as possible of this disastrous and profoundly illiberal confusion of private law and public law.

MM: I was not able to read your Liberal Manifesto, but what I read was a program of the liberal party from the early eighties, where its main goals very briefly stated. And these were almost exactly the opposite of what you are saying. Especially, they were underscoring the importance of weakening of the state, what seemed to me like a traditional idea of economic liberalism.

FA: Weakening the state is not the issue here. My argument is not an argument in favor of investing more power in the state than it presently has already, on paper at least. What I want is that public power will not be squandered any longer by irresponsible politicians and absolute clarity about political responsibilities and accountabilities. This is what presently the danger is. This is what liberal parliamentary democracy has always been about. And you see now coming into existence all kind of procedures, which try to evade these mechanisms of parliamentary democracy. This is worrying. Not from the perspective of individualism. I mean everybody is individualist; even socialists are individualists right now, so fighting for individualisms is fighting for something that nobody is against, so that this fight makes no sense anymore. One should fight for things that you consider important and that others consider to be unimportant. These are the kind of fights that decide the course of history.

MM: You expressed quite a strong opinion about the European Union. Don't you think that the idea of the European Union is evolving in the right direction?

FA: Well, I am very much in favor of the project of the European Union. But it should be undertaken on a sound basis. This is what the European Constitution did not succeed in doing: it's an exemplification of the problems of Europe, but no solution of them. Of course, I'm willing to grant that the Constitution is better than the Nice Treaty. But under the present circumstances this is not sufficient—the main problem with the European Union has always been what the relationship is between the communitarian level and the national level; we have been wrestling with this problem since 1955, since the very day that the European Community came into being. Somehow one always succeeded with a mere muddling through and in the hope that thing would become better and more manageable in the future; but now that the EU comprises more than twenty states, a clear-cut decision has to be reached about this dilemma. For otherwise the EU will disintegrate into an unworkable Polish Diet. And, once again, the Constitution failed to present such a clear-cut decision. So, are we going for a federal Europe or are we falling back on the nations? That's the all-decisive question. Both things are possible and, I think, workable, Europe on both bases is thinkable. But one has to make up one's mind about this right now! Muddling through is now no option anymore.

As for myself, I think we should be realistic and prefer the national option. And if you consistently think out this option, you can develop a kind of constitution for Europe defining how power and political responsibilities hang together. It would probably mean the end of the European Parliament and require us to accept the Council of Ministers as the legitimate source of communitarian political power. And all legitimacy would then come from the nation-states, not from the Europeans, as a people. That's the fiction of the European Parliament we will then have to abandon.

The obvious objection would be that decision-making on a European scale would then be impossible. You cannot continuously make treaties with 22 nations. That's absurd. This is true of course. So I think you will then need an extra instrument in order to keep things moving. This would, for me, be the old idea of a L'Europe deux vitessess—and I have never understood what is wrong with this option. The idea is that you should abandon the hope of taking decisions unanimously, on a European scale. Instead we should exhort each country to make as many individual agreements as possible with as many other EU countries as possible. If there is some truth in the ideology of a united Europe, it automatically follows that every nation-state will indeed aspire to be involved as much as possible in agreements that are reached between all the others. If, for example, Poland has some agreement with England that is beneficial to both, then all the other nations will investigate whether they could also join this agreement. In this way you keep the pressure on—and, in the end, perhaps a federal Europe may then even become possible. So this idea of L'Europe à deux vitesses, that's the incentive that would be the motor behind European unification. But if you continue with the system that we presently have—the system of either there is a law or rule for all of Europe, or there will be no such law or rule—that's absolutely hopeless, and that will kill everything.

MM: It's time to ask my last question, so I will try to go back to the sublime from the European level. I very much like your remark in your sublime book, where you wrote that it is not only a book for historians, but it is a book for a continental audience, for a European audience. You quite often underline this difference between the continental and Anglo-Saxon history in regard to the sublime experience and our collective suffering. And you make a claim that the current predominance of the United States may be interpreted as the ultimate victory of the ancien rgime over the revolution. So, is this current, really overwhelming domination of the United States a kind of price that Europe has to pay for its traumatic past? And what kind of consequences would it have for our future?

FA:I guess, from what you've said, that my impression should be that the ancien régime has won in the end. I mean, since 1789 it made sense to say that post-revolutionary Europe is in many ways, and especially from a social point of view, more modern then the United States. And, well, it's always my impression, if you go to the United States and if you talk to the people there, there is a certain kind of ancien régime civility still existing there that is no longer around here on the European Continent. And, well, the answer why this has come into being is historically too obvious to be stated. I mean, the United States came into being in 1776, they had their constitution, and they still idealize this constitution as, well, as if it's a spoken word of God himself. So, an ancien régime society is, and has always been, the model for the United States. Think also that the American Revolution was not in the least a social revolution in the way this is true of the French Revolution. It was a war of independence against King George the Third, but it had no substantial social dimension. So that's why this ancien régime could subsist in the United States down to the present. It's a pre-revolutionary ancien régime society.

And we, in Continental Europe, are, therefore, the people of a fundamentally later dispensation, and for a long time we also had reason to believe that our type of society would be our best bet for the future. A very natural reaction, of course, if you observe in the United States this huge and ever-increasing discrepancy between the people who are rich and the people who are poor. This is often too painful to look at for a European, so to speak. But I now realize myself that one cannot infer from this who will have the future, the USA or Europe. Europe undoubtedly is a better world, but the very reasons that make into be a better world may also be the reasons that, well, will remove it from the course of history. And the United States are a less good world, but perhaps that's why they will be able to show us the way to the future.

MM: So in the end the gains of the traumatic experiences dominate over the losses that these imply?

FA: Yes, that's how you could look at it, yes.

domingo 28 de diciembre de 2008

Esbozo autobiográfico de Charles Behan McCullagh

Estas notas fueron publicadas en la sección “Invitation to historians” de la revista inglesa Rethinking History (vol. 12, junio 2008, pp. 273-79). McCullagh es un filósofo de la historia australiano. Obtuvo su doctorado en Cambridge. Actualmente se desempeña en La Trobe University. Es reconocido como uno de los más firmes defensores de la causa realista en historia, siguiendo la tradición de Mandelbaum, en polémica siempre con los relativistas contemporáneos de todas las denominaciones (narrativistas, construccionistas, postmodernos…). Sus obras más conocidas son Justifying historical descriptions (1984), The Truth of History (1998) y The logic of history: putting postmodernism in perspective (2004).


I don't know why historians by and large have little interest in philosophy of history. I suspect it is because their interests are historical and ours are philosophical. I first suspected this when I was introduced to my PhD supervisor in history and raised some basic philosophical concerns with him. I wanted to know what standards were expected of professional historians, more specifically how one justifies descriptions of the past, how one interprets past events, and how one is meant to explain them. Not only was he unable to answer these questions, but it seemed to me he had never seriously considered them. I expect he enjoyed getting into the evidence and drawing conclusions from it, without reflecting upon the logic of what he was doing.

This did not matter, I suppose, while the works of professional historians were widely respected, for they had no need of philosophical defence. But when sceptics attack their credibility, and the public are told that all histories are just matters of personal opinion, equally biased and unfounded, then they do need philosophers to help rescue them. But I run ahead of my story.

My study of history at school and university had required me to read an immense amount of history, so that when I explained to Geoffrey Elton, my director of studies at Clare College, Cambridge, that my PhD supervisor could not answer my questions, he rather reluctantly offered to support my doing a PhD in philosophy of history, saying that at least I knew how history was written. He had been one of my tutors for the history tripos at Cambridge, so he knew I had been well educated! Elton, like most historians, was unimpressed by philosophy of history, but nevertheless asked Herbert Butterfield to take me under his wing, and supervise my doctorate in that field. Butterfield was very gracious and shared many of his reflections on history in a most generous way.

In the 1960s, philosophers of history were discussing C.G. Hempel and William Dray's theories of historical explanation, so I joined the fray. I soon discovered that an education in history was not nearly enough. Hempel was drawing upon philosophy of science, and Dray turned to Collingwood and the philosophy of hermeneutics. So I read assiduously in those fields. To explain individual and social behaviour it seemed obvious that one also needed a familiarity with commonsense psychology and social theory, so I attended lectures that introduced me to those. Finally, philosophers employ forms of inductive argument, and concepts such as cause and responsibility, so I had to learn a lot of philosophy as well. No wonder historians give philosophy of history a wide berth! The program of reading I set myself in those years is one that I have continued ever since.

On reflection I can see now that historians who have no interest in these fields will have little interest in the philosophy of history that draws upon them. They will prefer to discuss evidence of the past, not the logic underlying their inquiries. If they attempt to read philosophy of history such as I have published, as a few of my friends have told me, they find it difficult to follow, even though I think it is written as plainly as can be. That is because they really have no idea of the problems I'm discussing, nor of the various attempts that have been made to resolve them in the past.

Patrick Gardiner and Michael Oakeshott examined my dissertation, and my memory of my oral exam is of the two of them discussing the issues together in Oakeshott's study. With the degree in hand I needed a job, and as there were none on offer in philosophy of history I applied for and obtained a lectureship in history at the University of Melbourne. The advertisement was to teach seventeenth-century British history, but on arriving at Melbourne the professor in charge, Max Crawford, asked me to teach medieval European history. I complained that although I had studied history for four years at Sydney University and for several years at Cambridge, I had never ever read a word of medieval European history. He replied that since I was a trained historian, I would certainly be able to learn and teach it. So that was that. I'm glad to say those who succeeded Max would never ask a lecturer to teach entirely outside his or her area of competence. I have never worked so hard in my life.

Relief came after three and a half years, with an advertisement to teach philosophy of history at the newly formed La Trobe University in Melbourne. Philosophy was one of the few subjects initially offered in Humanities, and its foundation professor, Brian Ellis, was keen to make the subject relevant to other subjects being taught: notably history, science, politics, law and English. So he appointed lecturers to teach philosophy of science, philosophy of history, and so on. His department quickly expanded to well over twenty staff of lively young lecturers with a wide variety of interests in contemporary philosophy. It was immensely stimulating. Our weekly staff seminars were friendly but challenging.

At last I was free to devise a research program that would build on my work in Cambridge. I decided to write two books, one on how historians draw inferences from evidence to discover what happened in the past, and the other on how they interpret and explain the facts they have discovered. The method I adopted was to examine the philosophical literature relevant to these topics, and then see whether the theories the philosophers proposed did in fact illuminate the practice of historians. For example, I studied theories of inductive inference, such as arguments to the best explanation, and statistical inferences, and then looked at arguments among historians about the significance of historical evidence to see whether they assumed patterns of inference I had learned in philosophy. (See McCullagh 1984, chapters 2 and 3.) Historians normally do not present the reasoning that lies behind their descriptions of the past, but when those descriptions are challenged, and the significance of the relevant evidence is debated, then the patterns of inference become clear.

The aim of this work was to expose the rationality of historical descriptions. Of course there is a big difference between the process of historical thinking, in which historians imagine many possible scenarios in the past and consider their plausibility, and the arguments by which they finally justify their conclusions. It is only the latter that are relevant to judgements of the rationality of their published descriptions of the past.

What made this method of doing philosophy of history difficult were quite vigorous debates among philosophers about the subjects I had to study. For example, if one draws rational conclusions about what happened in the past from evidence available today, does the rationality of those conclusions warrant the assertion that they are true? This question has been very difficult to answer. To begin with, it requires one to have a defensible theory of what is meant by 'truth', and there is no consensus about that. Then, if historical statements cannot be proved absolutely true, in some sense, is there any good reason for believing them? More to the point, for belief to be rational, can pragmatic as well as epistemic considerations be taken into account? In other words, is it reasonable to believe something because it is useful to do so, as well as because the available evidence implies it is probably true (whatever that means)?

The more I studied the rationality of our beliefs about the world, including historical beliefs, the more I discovered that our confidence in those beliefs is out of all proportion to the probability of their absolute truth. However, were we to remain sceptical of our knowledge of the world, we could not act very confidently within it. Those beliefs which we think are probably true we accept as such for practical purposes, to achieve what we want to in the world. Whether historical knowledge has practical significance is a question to be taken up later. But even the need to produce a good history book will lead historians to assert statements as true, without qualification, though professionals know they are sometimes revised in the light of later evidence. There are practical reasons as well as epistemic ones for our beliefs about the world.

This fact has helped me understand the strength of people's religious beliefs as well. I am sceptical of those beliefs for which there is almost no evidence, or which available evidence implies are probably false. But others, for which there is evidence that is inconclusive, can be accepted I think for practical reasons, as enabling people to make better sense of their experiences of the world, and as motivating and assisting them to lead a good life (see McCullagh 2007).

The truth of history was strongly challenged at first by Leon J. Goldstein in Historical Knowing (1976), and later the possibility and intelligibility of arriving at any truths about the world was denied by Richard Rorty in his book Philosophy and the Mirror of Nature (1979). The issues are complex, and when I came to discuss them in the opening chapters of subsequent books, I imagine any historians who happened to read them would probably wonder why I adopted the position I did, rather than the commonsense idea that historical descriptions are true if things really happened as they say they did. Unfortunately, from a philosophical perspective, such simple answers will not do. The relations between descriptions of the world and the things or events that make them true are very difficult to describe.

Another central topic that philosophers debated at length was the nature of causation. I had attended a term's lectures on just that subject by Elizabeth Anscombe in Cambridge, so I knew the range of views. At first I decided to remain neutral about the meaning of 'cause', and simply identify the conditions for using the word. I argued that an event or state of affairs was a cause of a consequent event or state of affairs if it was contingently necessary for its occurrence (McCullagh 1984, chapter 7). By the time I came to write on causation in The Truth of History (McCullagh 1998, chapter 7), I had recognized the value of the analysis of causes as events triggering dispositions or causal powers, which produce tendencies for a certain consequence to occur without necessitating its occurrence. There is not a very regular relation between causes and effects, as Hume had supposed. Causes trigger tendencies for certain effects to occur, but these tendencies can be modified or defeated by other tendencies at work in a situation. Thus the tendency for a seesaw to be depressed when you sit on one end of it can be modified when someone sits on the other end at the same time. The analysis of causes as events triggering tendencies fits historical cases beautifully, so I added it in that later book, and in The Logic of History (McCullagh 2004, chapter 7). There is little doubt that as philosophers improve their theories, our analysis of historical reasoning will improve also.

Scepticism about the possibility of knowing what happened in the past, initiated by Goldstein and Rorty, was further developed by postmodern writers, particularly by Keith Jenkins in Re-thinking History (1991) and subsequent publications. Postmodernists view history as little more than a literary construction, moulded according to historians' language and their views of the world, in pursuit of their personal interests, which are themselves the product of the historian's place in society. They have little interest in examining the relation of written history to the past, or its rational basis in available evidence. They generally assume that although historians follow conventions of rational inquiry, these could not be proved to yield true descriptions of the past, so they were not worth worrying about. To them, history is a conventional practice, and its products are of doubtful veracity and uncertain significance.

This attack upon the rationality and credibility of history is formidable, and I have discussed it in a number of papers, papers on the meaning of symbols and metaphors, on bias and objectivity, on narratives and interpretation, and on the role of interests in explaining actions. These studies contributed substantially to my second book, The Truth of History (McCullagh 1998), which was mostly about interpretation and explanation in history. What I argued was that written history is both a literary construction and usually a fair, credible and intelligible account of the past. The two are not incompatible. We use language to describe and explain things in the world every day, without much difficulty, and people generally do not deny the truth of what we say just because we use words and concepts we have inherited from our culture. The same thing can often be described in different ways, using a variety of words and concepts, yet all the descriptions can be true.

In order to understand the work of other philosophers of history as fully as I could, I visited a number of them in Britain, Canada and the USA, and gave papers in several universities there. The hospitality I received from Quentin Skinner, Bill Dray, Alan Donagan, Leon Goldstein, Le Roy Cebik, and Arthur Danto and their departments was very generous. And I recall enjoyable seminars at York University, Toronto, Queens University, Kingston, and Guelph University, as well as at the University of London and the University of Oslo. To keep up with purely philosophical inquiry, I attended the annual conferences of the Australasian Association of Philosophers, offering a paper on average every two years. I also attended, and presented papers at, annual meetings of the Eastern Division of the American Philosophical Association.

My work on the rational justification of historical writing was intended to help historians appreciate the kinds of descriptions, interpretations and explanations they provide, and the ways in which they can be rationally justified. To that end I was careful to illustrate the points made in my analyses of history by drawing upon the works of recent and reputable historians. Even so, some found the first two books I wrote too long and complicated to read, so I decided to produce a short book, summarizing the conclusions drawn in the other two, and updating them with additional material. The result was The Logic of History (McCullagh 2004). I hope it is accessible to both historians and advanced students of history.

I have long been concerned to understand and promote the personal and social value of historical knowledge. I mention some of my convictions in the very brief conclusion to The Logic of History. Investigating the value of historical knowledge has now become my major research project. It raises very interesting questions, the main one being how can what happened in the past be relevant to the present, given the great differences between the two? In fact, of course, we have inherited institutions and habits, values and beliefs from the past, which frame our lives in the present. To assess their value, we should rely to a great extent upon information about their origins and how they have affected communities in the past. Those lacking knowledge of their history can scarcely judge the value of the various legal, political, economic and religious beliefs, practices and institutions that influence people's behaviour and consequent experience today.

Once the social values of history are appreciated, those who teach the subject, especially at schools, will be encouraged to choose topics that illuminate students' social and cultural heritage, and enable them to value it appropriately. It appals me that many teachers of history choose subjects simply for their entertainment value, leaving students ignorant of the most important elements of their traditions. They often focus upon skills of interpretation and narration, without explaining either the rational basis or the social value of the histories the students are writing. The triviality of such teaching is soon recognized by bright students, who turn away from the subject for something better.

Recently I have made a special study of the value of historical knowledge to the social sciences, in particular to the development of economic theories and policies. Neoclassical economists are content to display the rationality of their theories, with little concern for sources of irrational behaviour. Heterodox theories are much more willing to take account of historical contingencies. Both approaches have merit, and the challenge is to discover how to relate the two. Human behaviour at its best displays practical rationality, adopting means appropriate to certain ends and values in a certain context. The more accurate the information upon which a policy is based, the more successful it is likely to be.

It is my dream that history will eventually come of age. Historians will not only think rationally, as the best do today, but come to recognise the standards of rationality that distinguish professional history. And rather than writing simply to entertain, or to create and test novel interpretations of historical evidence and historical events, they will acknowledge their obligation to help society understand itself. Then, when students see how rational and valuable history is, they will be drawn into a profession upon which the health of our civilization largely depends.


Obras aludidas en la autobiografía:

Goldstein, Leon J. (1976) Historical knowing. University of Texas Press, Austin and London.
Jenkins, Keith (1991) Re-thinking history Routledge, London and New York.
McCullagh, C. Behan (1984) Justifying historical descriptions. Cambridge University Press, Cambridge.
McCullagh, C. Behan (1998) The truth of history. Routledge, London and New York.
McCullagh, C. Behan (2004) The logic of history. Routledge , London and New York.
McCullagh, C. Behan (2007) "Can religious beliefs be justified pragmatically?", en Sophia 46, pp. 21-34.
Rorty, Richard (1979) Philosophy and the mirror of nature. Princeton University Press, Princeton, NJ.

jueves 1 de mayo de 2008

Tres artículos en el perímetro narrativista

Ofrezco a la comunidad (mínima) de usuarios de este blog tres textos escritos hace algún tiempo, que no se encuentran disponibles, en forma transitoria, en otro medio. ¿Algo en común? Los tres exploran la dimensión textual de la historia. El primero de ellos estudia el extraño esfuerzo francés de fundamentar el estatuto científico de la historia en la des-literalización de nuestro discurso. Pone al frente las paradojas a que da lugar esta especie de retórica de la anti-retórica. El segundo y el tercero, respectivamente, se abocan al estudio de las ideas de dos filósofos analíticos bastante desconocidos en nuestro medio -Morton White y W. B. Gallie-, responsables de haber iniciado el 'linguistic turn' que permitió dar un tratamiento al discurso histórico, como el ejemplificado en la primera contribución. Se sigue con detención el viaje intelectual protagonizado por estos precursores, desde el mundo tosco, pero seguro, de la lógica formal, hacia las zonas más difusas en que la teoría de la historia comienza a diluirse en el interior de la teoría literaria, preludio de los mundos que comenzaremos a conocer a partir de la obra de Louis O. Mink y Hayden White (autores que son el tema principal de un libro ya concluido que espero publicar alguna vez).

sábado 10 de noviembre de 2007

Entrevista a Roger Chartier

Entrevista realizada Noemí Goldman y Oscar Terán a Roger Chartier, en el año 1994. Fue publicada originalmente en la revista Ciencia Hoy. La recomiendo porque documenta bien las raíces del pensamiento del autor sobre la historia. En otro 'post' de este blog reproduzco, también, un texto breve suyo, alineado con algunas de las preocupaciones planteadas en estas líneas.


Para empezar nos interesa conocer brevemente su trayectoria intelectual: ¿qué pasos, qué influencias, qué ideologías, qué adscripciones político-intelectuales han contribuido a su formación?

Nací en Lyon en 1945. Mi formación intelectual fue en el ámbito de la llamada escuela de los Annales, de los años sesenta. El primer trabajo que realicé estaba dedicado a la Academia de Lyon en el siglo XVIII: a la masonería, a las sociedades literarias y a las bibliotecas. Fue publicado en 1969 bajo la dirección de Daniel Roche. Un segundo historiador importante para mi formación fue Denis Richet, conocido por un pequeño pero maravilloso libro sobre las instituciones del Antiguo Régimen. Constituyó este el momento en que surgieron nuevas formas de entender la historia cultural, las que, apoyadas en cifras y en series, intentaban comprender las discrepancias socioculturales a partir de indicadores medibles estadísticamente (por ejemplo, las tasas de alfabetización)

Entre 1969 y 1976 fui asistente, el primer grado del mundo académico, en la Sorbona. Fue un período muy agradable, que recuerdo con felicidad. En 1984 obtuve la designación de director de estudios en el centro de investigaciones históricas de I’École des Hautes Études en Sciences Sociales de París. Una de las cosas más importantes de estos años fue la posibilidad de encuentro y discusión con colegas extranjeros, que promovió la crítica de la historia cultural tal como se la practicaba en ese momento (puedo citar, como ejemplo, la relación de amistad y de intercambio que, desde 1974 y hasta hoy, me une con el historiador Robert Darnton).

A partir de estos encuentros se fue produciendo una evolución, compartida con historiadores de diversas generaciones, desde una historia que buscaba una lectura más científica del pasado, mediante series estadísticas basadas en la cuantificación de los fenómenos culturales, a una historia que ha reintroducido otro tipo de cuestiones; por ejemplo, las relacionadas con la circulación del escrito impreso y las prácticas de lectura. Esta nueva perspectiva necesita de otro tipo de fuentes, no cuantitativas, que vuelven a colocar la singularidad de los individuos o de las comunidades en los modelos globales.

Mi campo de investigación fue, al principio, la historia de las formas de sociabilidad y de la educación, pero focalicé luego mi atención en la relación entre los textos y los lectores, en una forma de historia del libro. Paralelamente a este trabajo con objetos, con campos precisos de investigación, he sostenido un diálogo con otras disciplinas, como la filosofía y la historia literaria. Y con autores importantes para los historiadores, aunque no sean historiadores en la definición clásica, académica, de la palabra, como Michel Foucault o Michel de Certeau.


En los últimos años se ha hablado de tiempos de incertidumbre y de momento crítico para la historia. ¿Cuáles son los desafíos que se le presentan hoy al historiador?

Creo que el principal se vincula con que se ha puesto en evidencia que su discurso, de cualquier forma que se presente, pertenece a la clase de los relatos. Los relatos de historia y los de ficción emplean las mismas matrices, las mismas fórmulas y las mismas figuras. Aun cuando el histórico se sirva de series estadísticas, sigue dependiendo de categorías que comparte con el de ficción: por ejemplo, en la manera de hacer actuar a los personajes –ya sean individuos de carne y hueso o entidades abstractas–, en la manera de construir la temporalidad histórica o en la concepción de las relaciones de causalidad.

Esta conciencia aguda de la dimensión narrativa de toda escritura histórica, cualquiera que sea, pone ante un serio desafío a todos los que rechazan la posición relativista, que sólo ve en la historia un libre juego de figuras retóricas, una modalidad, entre otras, de la fabricación de ficciones. El desafío es de una gravedad particular en un tiempo –el nuestro– en el que las fuertes aspiraciones y tendencias a realizar historias comunitarias, de identidades, corren el riesgo de anular toda distinción entre un saber controlado, universalmente aceptado, y las reconstrucciones míticas de pasados imaginarios.

Recordando que la historia está guiada por una intención y un principio de verdad, y que el pasado, que constituye su objeto, puede ser objetivamente conocido gracias a la correcta aplicación de técnicas y de criterios del método critico, ¿es posible enfrentar lo anterior? No lo creo, desde el momento en que el saber histórico ya no puede ser concebido como una simple adecuación entre un objeto (el pasado) y un discurso (el del historiador). Es necesario realizar hoy una refundación más radical del status del conocimiento de la historia, efectuada de tal manera que, sin abandonar en absoluto las exigencias y las disciplinas del ejercicio crítico, plantee claramente las condiciones en las cuales un discurso histórico –que constituye siempre un conocimiento a partir de huellas e indicios– puede tener como válida, explicativa y coherente la reconstrucción del pasado que propone.

Allí hay, a mi entender una tarea difícil pero urgente, si queremos resistir al doble peligro –mortal para la disciplina– de, por una parte, la disolución del saber histórico en una forma de ficción y por la otra, su confusión con el mito y la memoria al servicio de necesidades y aspiraciones de comunidades nacionales, étnicas, religiosas u otras.


En sus investigaciones sobre las prácticas de producción, circulación y lectura de libros en las sociedades del Antiguo Régimen, ¿cómo estableció el vínculo entre la historia del libro y la historia de la lectura?

La historia del libro constituye, hoy, uno de los dominios mayores de la historia cultural, que supo definir sus propios objetos: las coyunturas de la producción impresa, la sociedad de los gens du Iivre, las estrategias editoriales, la desigual posesión del libro en una sociedad determinada, etc. Supo, asimismo, inventar sus fuentes y utilizar en su provecho los archivos administrativos, notariales o judiciales, y apoyar sus métodos de investigación sobre los modos clásicos de la historia social y económica. Las resultados fueron considerables. De ello da testimonio no sólo la multiplicación de estudios monográficos sino, también, la realización de grandes empresas colectivas, como L'Histoire de l'édition francaise o, actualmente, las historias del libro, de la edición y de las librerías, que se realizan en Inglaterra, los Estados Unidos, los Países Bajos y Alemania (se esperan proyectos similares en Italia, España, México y la Argentina).

Sin embargo, en Francia la historia del libro seguía dependiendo de la más antigua historia literaria, que trata el texto como una abstracción, coma algo existente fuera de las objetos escritos, como el mismo libro. La lectura, a su vez, fue considerada como un proceso universal, sin variaciones históricas pertinentes. Pero los textos no se han depositado en los libros como en simples receptáculos.

Todas esas investigaciones y empresas no lograban responder a una cuestión esencial: ¿qué hacían los lectores con los libros que compraban, leían y manipulaban? Cada lector cada comunidad de lectura tiene sus propios modos de leer sus usos del libro, sus maneras de interpretar y de apropiarse de los textos. ¿Cómo reconstruirlos? A partir de este interrogante, la historia del libro se fue convirtiendo, también, en la historia de la o, más bien, de las lecturas. La historia del libro, mudada en historia de la lectura, se esforzó por restituir las formas contrastadas con que lectores diferentes aprehendían, manejaban y se apropiaban de los textos contenidos en el libro.

Hoy es posible agrupar en una trama común, al conjunto de los estudios particulares que vinculan la historia del libro con la lectura, como la localización en una sociedad dada de la oposición entre lectura oral - por necesidad o por convención – y lectura en silencio: o la caracterización de una revolución de la lectura en el siglo XVIII, o la identificación, en el siglo XIX, de nuevos públicos de lectores: las mujeres, los niños, los obreros. Concebida de esta manera, la historia de la lectura puede volver a considerar grandes problemas clásicos. Por ejemplo, la aparición de un nuevo espacio público en el siglo XVIII. Siguiendo a Kant, puede definirse como un espacio de debate y de crítica en el que las personas privadas hacen uso público de su razón, con total libertad y cualquiera sea su condición. Esta esfera pública política, aparecida primero en Inglaterra y luego en Francia y el resto del continente, se desarrolló en el marco de nuevas formas de sociabilidad (salones, clubes, logias, sociedades literarias) pero sólo fue hecha posible por la circulación del escrito impreso.


Cuando usted habla de diálogos con la filosofía, se refiere a alguien que, como Foucault, es más que un vecino; es alguien que está entre filosofía e historia, ¿Qué nos podría decir sobre las influencias o estímulos ideológico-intelectuales ajenos al campo específico de la historiografía?

Es un poco más difícil, porque toda mi perspectiva es profundamente histórica: pienso que debemos subrayar las formas de la discontinuidad histórica, las raíces históricas de cada fenómeno cultural y, por ello, no me siento muy cómodo con pensamientos que no tienen esta dimensión. Si el historiador hace suyos los interrogantes de los no historiadores, supone que el otro o los otros comparten la idea según la cual hay variaciones históricas que permiten entender la discontinuidad de los fenómenos. Desde este punto de vista, respeto los métodos estructuralistas, con un sentido ahistórico o antihistórico; los pensamientos del tipo lingüístico, en los cuales la construcción del sentido está separada de toda intención o de todo control subjetivos y asignada sólo a un funcionamiento lingüístico automático e impersonal: o los pensamientos que no dan una importancia particular a las formas de discontinuidad, pero no me parece posible integrarlos a mis investigaciones


En la época de su formación el marxismo tuvo presencia considerable en el mundo intelectual francés y hubo un intenso diálogo entre esta doctrina y los historiadores. ¿Cuáles fueron sus experiencias de esa época?

He tenido, como muchos en París, un breve período althusseriano, si puedo llamarlo así. La lectura estructuralista de Marx por Althusser fue un elemento importante de la vida intelectual de los años 1965 hasta 1970 y un poco más. Mis recuerdos, predominantemente del 1968, fueron las discusiones teóricas en el campo de la teoría marxista de la historia, que se tradujeran en conflictos o en tensiones políticas en el movimiento de 1968. Pero la influencia no fue durable porque, en cierto sentido, esa politización había conducido a una rigidez, a una dureza en la discusión intelectual, que la transformó, inmediatamente, en luchas microscópicas dentro del movimiento estudiantil y la izquierda.

Pocos fueron capaces de transformar la teoría del marxismo de Althusser en una historia que tuviera en cuenta todos los elementos complejos y diversos de la realidad histórica. Había gran distancia entre esa lectura estructuralista de la abra de Marx –que se puede respetar como lectura analítica– y el modelo de investigaciones empíricas, concretas, de un objeto necesariamente singular, peculiar y parcial.


En los tres ensayos que inauguran El mundo como representación, usted va tomando distancia de otras formas de hacer historia –la historia estructuralista, la historia serial el relato hegeliano de la historia– que tendrían en común la perspectiva de la historia como proceso, como continuidad. Su perspectiva historiográfica, por el contrario, enfatiza la discontinuidad entre distintos objetos y momentos culturales. A partir de tal abordaje, ¿no se corre el riesgo de encontrar difícil explicar los procesos que llevan de un momento u objeto a otro?

En realidad, no escribiría la sentencia reconstruir el pasado que fue, porque puede engañar al lector al dar idea de una objetividad del pasado, que se hace presente por el discurso historiográfico. Hay una expresión francesa: el passé composé, que designa un tiempo verbal y que he utilizado, como título de uno de mis artículos, para mostrar que hubo un pasado, hubo una realidad, hubo gente que actuó en los siglos pasados y, al mismo tiempo, estamos ante la necesidad de componer ese pasado, de construirlo.

La cuestión de la discontinuidad es central. se la puede pensar a la manera de Foucault, como discontinuidad radical, pero entonces no habría proceso y, por lo tanto no sería adecuada para los historiadores. Si pensamos, como yo, que hay un proceso y, al mismo tiempo ponemos énfasis en las variaciones, en las discontinuidades, el único modelo posible de utilizar, me parece, es el propuesto por Norbert Elías. El modelo que articula configuración y proceso intenta establecer las discontinuidades que oponen, unas con otras, las configuraciones del poder, sociales o culturales, en un proceso o procesos de larga duración.


De su nueva perspectiva de historia social de la cultura, ¿surge un modelo para comprender el mundo social y sus conflictos?

Existe siempre un gran peligro cuando los historiadores pretenden interpretar el presente a partir de comparaciones con situaciones pasadas. Cada configuración histórica tiene rasgos específicos, que impiden una analogía inmediata con los tiempos contemporáneos. Desde este punto de vista, no hay lecciones de historia. No obstante, lo que permanece son los instrumentos conceptuales capaces de dar cuenta de diversas realidades y discontinuidades.

Por ejemplo, es necesario comprender las luchas sociales no sólo como enfrentamientos económicos o políticos sino, también, como luchas de representación y de clasificación. A mi entender; esta enriquece los abordajes tradicionales del mundo social. En la época contemporánea, así coma en las sociedades del Antiguo Régimen, las luchas entre dominantes y dominados, entre clases y grupos sociales o entre sexos tienen por armas las representaciones de si mismo y de los otros, las clasificaciones sociales, la construcción contradictoria de las identidades, las formas de la dominación simbólica, etc. Estas luchas simbólicas movilizan, por cierto, recursos que remiten a la posición social objetiva de cada grupo, pero poseen, asimismo, lenguajes y formas propias. Colocarlos en el centro del análisis social –según intento hacerlo, siguiendo a Elías o Bourdieu– proporciona, sin duda, una mejor comprensión de las tensiones que atraviesan (y desgarran) tanto las sociedades actuales como las del pasado.


En el libro citado también se advierte, como una presencia ausente –o que se puede imaginar como tal–, a Derrida, o el postestructuralismo en términos muy genéricos; allí, evidentemente, se pueden encontrar analogías con su propia práctica y con la teorización de esa práctica.

Me parece injusto calificar la obra de Derrida con sólo algunas palabras; pero creo que hay en ella dos elementos que no comparto: una es la manera como considera los textos. Puedo aceptar la idea del carácter inestable del texto, abierto a una multiplicidad de sentidos, pero, en la perspectiva de Derrida, la inestabilidad del texto está ligada al lenguaje mismo, mientras para mí –con una visión más banal quizás– se vincula con comunidades de lectores, con contextos de interpretaciones y con pluralidades de usos. Derrida anula la diferencia entre el discurso oral y escrito y no tiene un particular interés para la comunicación de los discursos; a mi entender es muy clásica, muy tradicional, como si un texto existiera independientemente de los objetos, de las formas, de los soportes que lo dan a leer; a escuchar; a ver y que contribuyen a la producción de sentido.

Lo que considero ahora más importante es subrayar; de una manera más cercana al historiador italiano Carlo Ginzburg, que el objeto del discurso histórico se puede definir como un pasado que fue o una realidad desaparecida. Y esta es, me parece, la mayor dificultad actual para quien, como yo, quiere evitar una disolución de la historia como forma de conocimiento. No comparto la idea de que el conocimiento producido por la historia es de la misma naturaleza que el de una novela o mito; es decir; que no hay un género específico del conocimiento histórico, como lo sostiene Hayden White.

Evidentemente, las dificultades de establecer el régimen propio de un conocimiento histórico son inmensas. Creo que el camino más útil es el abierto por Ginzburg, que habla de un conocimiento utilizando indicios, conjeturas, etc. Los criterios que propone para la validación y la descalificación de los discursos históricos no son únicamente formales –como los de Hayden White– sino, también, criterios de adecuación entre el objeto construido por el historiador y una realidad que ha dejado huellas, indicios.


En uno de sus trabajos hace una referencia a la tradición de la epistemología francesa, de Kayré a Canguilhem, y a lo que la historia de los Annales perdió por no tomar en cuenta herramientas de análisis de la historia de los conceptos, del examen de sistemas de pensamientos. ¿Que puede aportar esta tradición a la crisis de la historiografía de los años ochenta?

Alexandre Koyré sostenía que se debían entender los pensamientos científicos en relación (cito y traduzco de manera libre) con los medios intelectuales y espirituales en que nacieron, los hábitos mentales, las preferencias y aversiones de sus autores. De esta manera abría el camino para una historia que se podría llamar contextual de la producción de las teorías científicas. Por otra parte en ese tiempo había tentaciones de explicar en clave social los conocimientos no únicamente en forma de una historia social que pensaba que reconstruir los medios de producción de una teoría era suficiente para entenderla.

El camino que Koyré entendía seguir intentaba evitar ese peligro. Es cierto, también, que estaba más interesado por el contexto filosófico y religioso del pensamiento científico que por el constituido por los hábitos mentales y las prácticas culturales. Pero no era una dimensión que, para Koyré, careciera de importancia o contradijera la historia de la ciencia.

Los Annales, ignorando esta dimensión, se privaran de formas de articulación entre los saberes, los enunciados y los textos estudiados en sí mismos, en su espacio de autonomía y, al mismo tiempo, considerados como formas de contextualización.


El sujeto es hoy una dimensión necesaria en el análisis histórico. ¿Cómo recolocar, en esta revisión de crisis de paradigmas historiográficos, la vuelta del sujeto, que también de algún modo aparece en el último Foucault?

En Francia, durante los debates sobre la celebración del bicentenario de la Revolución Francesa (1989), el historiador Francois Furet y otros propusieron entender la revolución desvinculando la interpretación del pensamiento político o del significado del acontecimiento de la historia social. Era no sólo una crítica a la tradición francesa jacobina marxista de Georges Lefebvre a Albert Soboul sino, sobre todo, un paradigma de conocimiento que intentaba afirmar que todos los procederes clásicos del estructuralismo, del psicoanálisis y de la historia social eran una forma de investigación que, de hecho, había escondido la importante: la producción de ideas claras, las formas de la subjetividad o de la subjetivación, y la transformación de ideas y de instituciones.

En esta concepción la revolución fue considerada propia de la esfera política, entendida como las ideas que afloran en el nivel de la conciencia y se traducen en formas institucionales. De esta manera, el debate sobre la Revolución Francesa se ligó a uno más general sobre los vínculos entre la historia y las ciencias sociales. Y contra esta posición, defendida par Furet o por Keith Michael Baker; he subrayado –felizmente no solo– la necesidad de pensar la historia como ciencia social de una manera nueva. Considero necesario mantener el vínculo entre las formas de expresión de la conciencia por los sistemas ideológicos o las proposiciones subjetivas y todas las series de interdependencias o de coacciones que limitan el espacio posible de tales expresiones de la conciencia. En Francia, el debate historiográfico actual está centrado en esto.

Detrás del debate sobre el retorno a una filosofía del sujeto hay dos ideas: que la llave del entendimiento de una sociedad se encuentra en lo política, y que el sujeto es un productor libre de ideas, de fórmulas y de instituciones y constituye el motor de la historia. En los círculos filosóficos franceses tomó forma una argumentación neokantiana favorable a esta posición historiográfica. Este, me parece, es el desafío al que debemos responder hoy, estableciendo de nuevo los vínculos entre las formas de la conciencia, las interdependencias que ligan los individuos y las limitantes del espacio posible de la inventiva. Por ello creo que la referencia a Norbert Elias es fundamental, porque reflexionó sobre interdependencias que tienen forma de configuraciones históricas, las cuales otorgan y limitan la inventiva intelectual y cultural.

Las reflexiones de Elias permiten articular los dos significados enredados en el término cultura (tal como lo manejan los historiadores): las obras y las prácticas que son objeto de juicio estético o intelectual, y la trama de relaciones cotidianas que expresan la vida de una comunidad en un tiempo y lugar. Pensar históricamente las formas y las prácticas culturales es, entonces, dilucidar necesariamente las relaciones enraizadas en estas dos definiciones.

martes 25 de septiembre de 2007

Notas sobre las filosofías especulativas de la historia de Hegel y Marx

Hegel comenzaba sus clases diciendo que el objeto central que debe interesar a los estudiosos más serios de la gran filosofía es la "historia universal". ¿Por qué iniciaba ese largo camino por su propio territorio académico haciendo homenaje a un disciplina afuerina? ¿por qué tomarse tan gravemente a una disciplina, como la historia, que siempre había sido considerada por sus pares como una rama subalterna, con un pedigreé intelectual equivalente al de la epigrafía o la numismática? Tenía sus razones. Urgente que conversemos algo acerca de ellas.

Hegel pensaba, en lo esencial, que las cosas del hombre sólo logran hacerse reales en el movimiento perpetuo de la historia, que todas ellas se constituyen como lo que son al hacerse parte de un proceso evolutivo que conduce, de manera inexorable, hacia un destino terminal fijo, además de perfecto.

Ese movimiento hacia adelante, que tiende siempre hacia un telos perfecto, es también, por su propio lado, parte de la misma perfección que ayuda a realizar, aunque de una manera que supera el entendimiento de las personas corrientes. Tarea de filósofos mostrar al mundo la forma que ofrece el patrón básico que regula las ondulaciones del cambio, haciendo visible, a través de ello, la estructura fundamental de la realidad.

La historia (toda la realidad), plantea, se despliega en un solo proceso unitario de desarrollo, plenamente significativo. En ese proceso unitario no existe el azar. Cada acontecimiento contribuye, en su medida, al progreso hacia el telos final; cada uno refleja, a su manera, un orden primario, aquella racionalidad especial que viene de lo más puro y absoluto (Dios), una racionalidad que es profundamente moral y éticamente inobjetable (aunque, nuevamente, de una manera bien extraña, sobre la que algo diré luego).

¿Cuál es el propósito de la historia universal? Hegel, como todos los filósofos especulativos de la historia, estaba convencido de que el plan divino tiende hacia una sola meta: el la llama "libertad".

Dios, el creador eterno, la perfección, la razón pura, quiere eso para el hombre. Pues bien, lo que la razón quiere para nosotros sólo puede hacerse concreto a través de la historia de todo el planeta (o sea, la “Historia Universal”). El Espíritu Absoluto, que llama la Idea, solo se muestra, como lo que es, en la historia. Lo hace, de manera concreta, en fases. Cada una es una superación de la etapa anterior (y una versión disminuida de la subsiguiente). Las primeras grandes civilizaciones, sabemos, surgieron en el oriente. Piensa en las civilizaciones de China, Babilonia y Egipto. Esa etapa, dice Hegel, representa la infancia de la historia universal. Allí la regla general es el despotismo y la esclavitud. En realidad, en estas sociedades sólo hay un individuo plenamente libre: el monarca. Luego de la infancia viene la adolescencia y la juventud. Esto sucede cuando el curso de la historia universal es marcado por la presencia dominante de griegos y los romanos. En la adolescencia griega y la juventud romana la institución de la esclavitud se prolonga, pero la libertad extiende, de todas maneras, su ámbito: todos los ciudadanos son libres, aun cuando no todos los individuos puedan ser ciudadanos. Hasta que llegamos a la plena madurez, el momento en que el Espíritu adquiere plena autoconsciencia, y la libertad humana deja de ser una meta. Esto sucede cuándo la historia es encabezada por mundo cristiano-germano. En ese mismo momento, que se realiza en el siglo XIX, en que Hegel escribe su obra, el ser humano llega a la perfección y Dios se hacer carne plenamente en la tierra. Esto sucede, en particular, con el caso de un pueblo: el alemán. Hay un telos, una meta, pero la meta es un aquí y ahora (no un más adelante, como propondrá Marx) ¿Por qué la libertad se alcanza solamente allí, en su propio país natal? ¿por qué en una nación concreta y no en determinada región, un continente o en el mundo? Hegel considera que la unidad mínima de la historia no son las personas sino las naciones. Ellas, las naciones, son los sujetos de la historia, sus verdaderos individuos. Cada una de ellas, como las personas, tiene un sello, un genio característico. Ese sello se refleja, de manera directa, en sus instituciones, sus leyes, su religión, sus costumbres, su ciencia, su arte, su moral. Lo importante es subrayar que cada uno de estos protagonistas –los estados– hace un aporte especial a la trayectoria de la historia universal. Nadie está de más, nadie de menos. Pero siempre hay naciones cuyo aporte es más significativo para el desarrollo del plan divino, pues constituyen algo así como el emblema o la vanguardia que se encarga de empujar hacia el futuro la historia, en la fase que sea el caso. Esas naciones son los líderes indiscutidos, las verdaderas elegidas del Espíritu (logran encarnar la Idea como ningún otro pueblo de esa etapa), modelo para todas las demás. Atenas en el caso de la fase de la adolescencia... para la plena madurez, Alemania, sin dudas (en Alemania se alcanza la plenitud de la libertad, como nación, como pueblo, como expresión de lo absoluto; por lo mismo, tiene lugar allí el fin de la historia).

¿Cómo logra realizarse lo Absoluto, a través de las naciones y de estas especies de pueblos elegidos? Para que algo abstracto, como una idea, se ejecute en nuestro mundo terrestre, dentro de la unidad fundamental del análisis que ofrece el estado, necesitamos un protagonista, un mediador, un puente que permita que se canalicen las fuerzas motrices del cambio. Ese protagonista son los grandes hombres. Porque las ideas, por si mismas, son impotentes hasta que logran encontrar el respaldo de una voluntad. ¿Cómo actua el destino, sobre estos titanes?. Mediante lo que Hegel llama la “astucia de la razón”. El curso de la historia, nos dice, es perfecto, es plenamente racional. Esto, aunque el comportamiento de las personas pueda parecer lo contrario. No hay acción, paso, pensamiento que tengan los seres humanos que no contribuya a la afirmación de la libertad. Esto sucede sin que las personas lo busquen o sean conscientes de ello. ¿Cómo se logra caminar hacia la perfección? En cada fase, hay personalidades excepcionales, que han sido elegidos como instrumentos del destino. Para obrar sobre ellos, la providencia o la Idea siempre opta por aprovechar su lado malo, que es el que se presta de mejor manera para la puesta en práctica de sus planes. ¿Por qué motivos la cara "b" del ser humano de excepción es más útil que la "a"?. Pues porque estos hombres descomunales tienden a actuar guiados por el egoísmo, mucho más que el común de los mortales, precisamente porque son personas que se sienten especiales.

Al actuar bajo el impulso de las pulsiones más oscuras, los grandes hombres generan gran movimiento en su sociedad. ¿Un movimiento que los contemporáneos agradecen? Eso, casi nunca. La acciones de los egos desbocados generan en las personas de su época grandes dolores, situaciones que aparecen, a primera vista, como moralmente aberrantes –guerras, muertes a granel, crisis sociales, represión, abusos variados–; pero a la vez que producen todos estos graves efectos colaterales, sin advertirlo, las acciones precipitadas de estos personajes ayudan a hacer avanzar la historia hacia la dirección que necesita la Idea.

La actividad de estos grandes hombres, que son los medios que usa el destino, hacen que la historia progrese hacia su plena realización, que es lo perfecto. Pero ¿cómo el camino a lo perfecto puede basarse en acciones de egoísmo profundo, que hacen tanto daño y que son intrínsecamente inmorales? La historia, decimos, es algo racional, por lo tanto moralmente justificable. Y si uno mira como individuo lo que hacen personajes horribles como Hitler o Stalin, que fueron ‘grandes hombres’ en el sentido de Hegel, se pregunta si esta filosofía de lo perfecto no es una simple legitimación de la barbarie. Hegel responde a esto, que considera grave, señalándonos que a estos grandes hombres no hay que juzgarlos por las normas morales corrientes. En su caso, agrega, los medios usados justifican lo que de otro modo sería objetable. Por una razón principal. La vara moral que sirve para juzgar el comportamiento de los individuos no es aplicable a los 'héroes', que se desenvuelven en un plano ético distinto: hay una unidad moral mayor, que es el colectivo en el cual esos individuos participan, lo mismo que las celulas en los distintos organos que conforman nuestro cuerpo. Esa unidad es el estado. Dicho en otras palabras: el individuo suelto no existe; sus necesidades éticas, por tanto, tampoco; la unidad mínima de lo real, para la Idea, para el destino que se realiza en la historia, son los estados; es en esa esfera donde entra a tallar la virtud, donde puede juzgarse lo que lleva al bien.

Pues bien, ya vemos que instrumento usa la Idea para impulsar el cambio. Nos falta un segundo elemento. Aquella fuente de energía, más primaria, empuja por la espalda a los grandes personajes, a los pueblos especiales, generando las condiciones para que pueda producirse el avance una etapa superior en el desarrollo de los estados. Ahí entra a tallar el concepto hegeliano de la “dialéctica”, un peculiar pricipio de los contrarios, el yin y el yan, que permiten que la Idea logre, como un verdadero ser hermafrodita, auto-realizarse, avanzar hacia la plenitud de sus posibilidades, sin necesitar nada externo a lo que ella misma contiene, usando de su propia capacidad para generar todo el tiempo las condiciones para su superación.

“Dialéctica” es una palabra griega que significa modo de llegar a una conclusión superior, a partir del debate. Dos opuestos que se confrontan, que logran generar, como resultado de esa colición verbal, ideas mejores, más altas, más interesantes.

De eso se trata. Todo cambio se produce como resultado del enfrentamiento de elementos antagónicos. Una tesis, confrontada con una antítesis, generando una síntesis (o superación).

En Hegel, que es idealista, la colición de contrarios se produce entre principios o ideas opuestas. Marx retruca que el enfrentamiento auténtico, que ayuda a que se produzcan las superaciones, nunca se da entre ideas. Las ideas, la verdad, ni siquiera existen, como principios puros, como esencias de algo.

¿Qué son las ideas? Las ideas, los principios, los valores, las tradiciones, las esencias, no son más que reflejos de las condiciones materiales. Hegel había sostenido que las ideas aportaban las bases estructurales del edificio de lo real y que las condiciones materiales se hacían concretas en los pisos superiores. Marx da vuelta la metáfora. Las raíces verdaderas de lo real, propone, son las relaciones de producción, las ideas son simplemente el tejado.

Las “relaciones de producción” (condiciones materiales o económico-sociales que se dan en un lugar, en un tiempo: tecnología, recursos naturales, sistemas de propiedad, etc.) predisponen a las personas a tener ciertas ideas. Las filosofías, religiones, gobiernos, leyes, valores morales que priman son las que necesitan esas relaciones de producción. Son sus reflejos, por decirlo de alguna manera.

La superación de cada fase en el trayectoria de desarrollo del curso de la historia, a través del conflicto, no se plantea, por lo mismo, en la esfera de las ideas. Se da en la esfera de lo material.
Con otros protagonistas.

Seguimos anclados en la trama propuesta por Hegel, con algunos matices de diferencia. Hegel proponía, como los guaripolas de sus batallas de ideas a los estados. Destacaba la importancia que cumplía, en cada fase histórica, un pueblo especial, aquel elegido por la Idea realizar el destino que ella quiere para nosotros. Marx da vuelta de campana esta visión binaria, proponiendo como antagonistas otros colectivos, las 'clases sociales', y relevando una de ellas, asignándole la condición de 'elegida' o 'predestinada' (el proletariado, unidad dentro de la cual también nos encontramos con un equivalente a esos héroes individuales, que eran los 'grandes hombres'; en este caso, los miembros que encabezan la 'vanguardia consciente', también resortes del destino, vía mecanismo de la “astucia de la razón").

Una guerra de clases sociales, en lugar de las guerras de estados que entusiasmaban a Hegel (y a varias generaciones posteriores de alemanes, incluídos los que dieron forma al Tercer Reich).

Marx aduce que las relaciones de producción se traducen o se expresan en clases económicas o sociales. En cada momento en la historia de la humanidad, las sociedades terminan dividiéndose y organizándose en grupos de personas que tienen en común la manera como se insertan en el proceso productivo. Desde los tiempos de las bandas de cazadores y recolectores, el mundo de los primeros agricultores.

Cada nuevo momento o fase (o “modo de producción”, para ser más exacto), que adviene luego de una titánica confrontación de clases, representa un nuevo escaño en el proceso de realización del destino inexorable de la humanidad hacia lo mejor, lo más perfecto: ese modo de producción, por su parte, será capaz de auto-generarse, como el anterior, proyectándose hacia lo inevitable, generando en su interior un nuevo conflicto en que se baten con fuerza nuevos antagonistas, uno que retiene todo lo bueno e importante que es propio de la fase, y otro que se queda con la parte mala.

Partimos con disputas de clases muy antiguas, en que el conflicto tiene una intensidad baja. Por ejemplo, las que se traban entre cazadores con recolectores. Avanzamos y avanzamos. Hasta llegar al mundo feudal, del medioevo.

¿Qué condiciones objetivas o materiales se daban cuando primaba el modo de producción feudal? Las condiciones agrarias. En ese mundo, hay una clase económica pujante, exitosa, victoriosa. Es la clase terrateniente o feudal. Debido al progreso que se da en ese mundo feudal, cuando surge el comercio a larga distancia, aparece una clase opuesta. Es una clase que forma su base material a partir de la intermediación de los productos suntuarios que va demando la clase feudal a medida que aumenta su riqueza, como resultado del expolio de las demás clases sociales, que se forja bajo las faldas de los señores del agro, constituye el opuesto perfecto de la clase que ellos conforman. Se trata, también, de su enemiga declarada, frontal.

La guerra es total. Cada una de estas clases desarrolla sus propias ideas (sus valores morales, sus doctrinas políticas, sus leyes, sus sueños), a la vez que las adultera (tratando estos reflejos de una posición de clase como si fueran medidas constantes, elementos de validez universal). Esas ideas, lo mismo que los intereses materiales que reflejan, son también opuestas, se estrellan con las de la otra clase, en un conflicto que no es un simple debate: en algún momento el conflicto toma más fuerza. Inevitable que, entonces, esta guerra tácita se haga explicita, directa. Eso pasó en la revolución inglesa de 1642, que dio origen al parlamentarismo (la burguesía inglesa le torció la mano a la monarquía), en la Francia Revolucionaria de 1789 o en la Alemania de 1848.

Estas revoluciones geneneran un cambio de folio. Entramos al mundo de capitalismo, con el industrialismo, la cultura urbana, todo lo que hemos descritos.

¿Cuál es la importancia del momento capitalista de la humanidad (de este modo de producción)? Que se trata del último peldaño en esta larga escalera hegeliana.... luego de la fase capitalista, tiene que venir el ultimo paso, el definitivo, el momento del comunismo (el telos no está en un aquí y un ahora, como sucedía con Hegel, sino un momento maravilloso del futuro que está por venir...).

Esto no sucederá así porque los malos se vuelvan buenos, ni porque estos eliminen a los malos (aunque eso si va a suceder), sino más bien, porque la historia lleva a eso: la historia se mueve hacia el bien, y el bien, a la larga solo puede ser el comunismo.... hay un última etapa, históricamente necesaria, que tiene que llegar.

El paso se va a dar donde debe darse: en el corazón de las naciones más industrializadas, que es dónde se ha llegado a la posta intermedia del capitalismo. ¿Cómo podría darse el paso en otros lados?.

Allí la burguesía es un actor formidable. Siempre buscando expandirse... contra todos.

Porque la burguesía de los países occidentales, como todas las clases sociales anteriores, va a necesitar desarrollarse. Al hacerlo, inevitablemente, irá generando su antí-tesis dialéctica: el proletariado.

El burgués es el propietario privado del capital. El proletario, es el trabajador asalariado que no posee nada en sus manos (más que sus manos) y que es, constantemente, esquilmado por el burgués. ¿Cómo? El dueño del capital es dueño de algo muerto. El capital no genera riqueza, piensa Marx. La única fuente de la riqueza es el trabajo. Pues bien, los trabajadores, que son los que suman riquezas, no se quedan nunca con los frutos que siembran, en el capitalismo libremercadista. Quien los cosecha es el burgués, que se apropia de la “plusvalía” (se lleva la parte más importante del aporte de ese trabajo, dejando al obrero solamente lo suficiente para asegurar su subsistencia física).

No sólo eso. El burgués siempre luchará por ser más burgués. Sobre todo, más capitalista. Intentará, a como de lugar, aumentar su capital. Cada vez menos personas lograrán concentrar más bienes, más fábricas, más factores productivos. Eso, expropiando a los trabajadores. Pero no sólo a ellos. La rapacidad del capitalista también afectará a los sectores medios, que van a ir desapareciendo, y a los mismos capitalistas...: los burgueses insasiables procurarán arrancar las riquezas que estén en manos de otros burgueses (luego del despojo del proletario viene una carnicería perpetrada dentro de la misma burguesía). Muchos pequeños y medianos capitalistas terminarán engrosando el proletariado.... al hacerse más poderosa la burguesía, por lo mismo, también se hará más potente su opuesto, su antagonista historico... el proletariado, como antagonista, se transformará en un actor cada vez más importante ....; esto siempre por lo mismo: se crece despojando al contrario; al llegar demasiado lejos en la explotación, la víctima toma consciencia de su posición, adquiere consciencia de clase, reclama poder político..., se hace ella, también, más poderosa.

Al final esta mayoría proletariada, cuando la desviación de la plusvalía se ha hecho más acusada, hasta lo grotesco, cuando surge, reflejo de aquello, la alienación, la plena consciencia de clase, viene el momento de la guerra frontal: los proletarios superan, por masacre, a los burgueses restantes... llegamos al final de la cadena: los proletarios “expropian a los expropiadores” (expropian a los últimos expropiadores, aquellos que han logrado reunir los tesoros que han arrancado todos los victoriosos a todos los anteriores derrotados, en esa larga cadena de expoliaciones que conforma los distintos eslabones en la cadena de la depredación) y dan el paso definitivo al abolir la fuente que origina las diferencias y los enfrentamientos en éste, el último escaño en la trayectoria hacia el telos final (la propiedad privada).

Al abolirse la propiedad privada de los medios de producción se pone fin, de una vez por todas, a las diferencias económicas. Al desaparecer las diferencias, desaparecen estos grupos que se distinguían por la posición que ocupaban en el proceso productivo. O sea, las clases. Desaparecen, también, todas las ideas que reflejaban los objetivos e intereses de la antigua clase dominante (la burguesía): desaparece la religión, desaparece el estado, los países. Se afirma, pues, una sociedad sin clases, que comprende, en una última fase, cuando la revolución haya prendido en todas partes, al planeta completo.

Pero todavía no adviene el comunismo.

Falta una posta intermedia, forzosamente breve: la fase de la “dictadura del proletariado”.

El burgués, derrotado, puede reorganizarse e impulsar una revolución al revés. Es decir, una contrarevolución. Está la posibilidad de esa reacción, militar, en defensa directa de los intereses del derrotado. Pero también existe la amenaza reportada por el reflejo indirecto de esos mismos intereses. Durante algún tiempo muchas personas se van a sentir conectadas con el mundo que se ha ido, como aquellas personas a las que sienten cosquillas en una pierna que no existe, porque les ha sido amputada..... No solo los burgueses que han sido despojados por la revolución... también los beneficados por ella.... Van a pensar que la revolución ha terminado con cosas buenas, con cosas fundamentales, y van a querer luchar por ellas.

Inevitable que sobrevivan muchos vestigios de la fase en que dominaba el capitalismo y la burguesía, en las mentes de las personas, incluso en las mentes de quienes eran perjudicados directamente por los capitalistas. Esto porque la extirpación de los valores, las visiones de mundo, los prejuicios, todo eso que está alojado en las consciencias subjetivas de las personas, es más lenta que el cambio de las raices económicas y sociales que condicionaban toda esa ideología: toma un tiempo destruir los valores, las ideas, leyes, tradiciones, sentimientos nacionalistas atávicos, todo ese contorno subjetivo que rodea al burgués (el cuál daba este entorno subjetivo como algo natural, sin advertir que su origen era una simple posición de clase). Se necesita, pues, que el grupo que lideró la revolución (la vanguardia más consciente del proletariado triunfador) concentre todo el poder para lograr desbaratar la amenaza representada por la contrarrevolución y por estos atavismos de lo subjetivo.

Un corto momento de totalitarismo completo para la defensa estratégica, para resetear a las sociedades revolucionadas.

Después de que la elite de la clase revolucionaria ponga coto a estas dos amenazas, haciendo más fuerte que nunca el Estado (los países), el estado se extinguira: ya no habrá una clase explotadora que necesite del estado para defender sus privilegios. No habrá ni burgueses, ni proletarios. Solo seres humanos dichosos, igualitarios, regidos por principios fraternos.

Habrá terminado, por fin, la larga historia de la lucha de clases. Ya no será necesario proyectar más el enfretamiento perpetuo entre los apuestos. Habremos llegado a paraíso de las comunidades, con plena integración social. Un humanismo completo y perfecto. ¿Cómo será ese paraiso de la igualdad? Marx no lo expuso en ninguna de sus obras. Porque pensaba que eso era innecesario: que venga la revolución total, luego el socialismo; el socialismo se encargará de cuidar de sí mismo, e irá rebelando, por su cuenta, cuáles son las máximas posibilidades que puede alcanzar el ser humano en sociedad.

El paraíso no tiene explicacion. Se explicará por sí mismo, cuando sea el tiempo.

Marx falló en esta predicción. Cuando vino la revolución, en el tercer mundo, más que en el corazón de las sociedades industriales, las vanguardias conscientes victoriosas se confrontaron con la difícil tarea de tener que construir un tipo de distinto de economía, sociedad, política y cultura, sin contar con la colaboración de sus teóricos fundamentales. ¿Cómo tendría que llevarse la economía, por ejemplo, una vez superada la fase burguesa? ¿cómo tendría que ser, de manera concreta, un estado socialista, y luego una sociedad comunista? La teoría y la tecnología del burgués es un auxiliar competente. Esta capacidad de reflexión acumulada, que traduce la realidad del capitalismo a la vez que la alimenta, ayuda a los operadores de los sistemas a tomar las decisiones de día a día, también a fijar los rumbos que sujetan los proyectos de transformación. Los socialismos no pudieron contar con nada similar. En ausencia de orientaciones mínimas sobre lo concreto, obligados a nadar hacia el futuro sin más brújula que la que proporcionaba su intuición, los sucesivos revolucionarios tercermundistas tuvieron, más pronto de lo que convenía, que dejar de lado fúsil y transmutarse en ingenieros sociales. No pudieron contar más que con el ejemplo que ofrecía el primer modelo de transición al socialismo, que se dio en Rusia. El resultado práctico del ejercicio de adaptación que hubo que realizar fueron las formas de política que conocimos hasta que se produjo el colapso de los ‘socialismos reales’, a partir del 1989. Fin de una historia rara (un socialismo cuya base de referencia es la experiencia de un pueblo tan particular como el ruso). Pero no un fin para el marxismo, como materia prima para la historia. Porque Marx, que era un mal asesor para revolucionarios africanos o asiáticos, un pésimo futurólogo –no le apunto a casi ninguno de sus vaticinios sobre el más adelante–, era un extraordinario observador de la realidad de su propio mundo (el capitalista), un imaginativo historiador de las condiciones que permitieron el surgimiento de ese mundo, al mismo tiempo que un pensador social fértil, capaz de aportarnos esquemas de análisis y conceptos que son muy operativos para someter a examen distintas facetas de la realidad. Esa cara del marxismo, que entronca con el desarrollo de las ciencias sociales, tuvo un efecto de impacto más perdurable que la cara directamente político del marxismo: ayudó a crear las condiciones para la construcción de algunas de las formas más sofisticadas de la cultura contemporánea, vanguadistas y borderline (p. ej., con el postestructuralismo); ayudó, en esa medida, a alentar las liberaciones que interesaban al marxismo primario, solo que en un plano distinto del previsto (pero no menos importante).

El marxismo universitario, concluyo, puede ser una de las conquistas más importantes que debemos al 'socialismo científico'. Urgente tomarla en cuenta para que podamos iniciar la discusión sobre algunas de las maneras más imaginativas de practicar la historia (económica, social, y sobretodo, cultural) en nuestros tiempos contemporáneos.